Abstract
purpose. To test the hypothesis that after supplemental oxygen recovery (SOR) in
the newborn rat model of retinopathy of prematurity (ROP) the
preretinal neovascular (NV) incidence and severity are decreased and
the panretinal oxygenation ability is improved.
methods. Newborn rats were first raised in either room air (controls) or
variable oxygen (50%/10%) for 14 days. The experimental rats were
recovered during the next 6 days (until day 20) in either room air
(21% O2) or supplemental oxygen (28%). All
groups were then exposed to room air for an additional 6 days (until
day 26). On day 20, magnetic resonance imaging (MRI) was used to
determine the panretinal oxygenation response
(ΔPo 2, mm Hg) to a carbogen (95%
O2/5% CO2) inhalation
challenge. On days 20 and 26, the retinas from a different
subset of control, room air–recovered, or SOR-recovered animals were
analyzed using ADPase stained or fluorescein-labeled dextran infused
retinal flatmounts.
results. On day 20, the panretinal ΔPo 2 of
the room air–recovered group (125 ± 5 mm Hg, mean ± SEM, n = 12) was significantly (P < 0.05)
lower than that of the control group (179 ± 6 mm Hg, n = 11). The panretinalΔ
Po 2 value for the SOR
group (87 ± 5 mm Hg, n = 7) was significantly
(P < 0.05) lower than both the room air–recovered
group and the control group. The NV incidence and severity were
significantly reduced (P < 0.05) in the SOR animals
compared with the room air–recovered animals. In contrast, on day 26
(after 6 days in room air), the NV incidence was statistically
(P < 0.05) greater in the animals that had been
exposed to SOR compared with room air–recovered animals.
conclusions. After 28% SOR, the expected decrease in NV incidence and severity
occurred but with an unexpected decrease in panretinal oxygenation
ability. The present data strongly support an association between
subnormal panretinal oxygenation ability and increased NV risk in the
newborn rat ROP model. MRI appears to be a powerful new approach for
quantitatively and noninvasively measuring retinal oxygenation and may
be applicable to study other ischemic or ischemia-related retinopathies
in addition to ROP, such as diabetic retinopathy, sickle cell
retinopathy, macular degeneration, and
glaucoma.
Experimental studies of retinopathy of prematurity (ROP) have
demonstrated that supplemental oxygen recovery (SOR) reduces the risk
of developing abnormal new preretinal blood vessels
(neovascularization, NV).
1 2 These results helped to
motivate the current National Eye Institute–sponsored clinical trial
(STOP-ROP) to test the efficacy, safety, and costs of providing
supplemental oxygen in moderately severe ROP (prethreshold ROP;
http://www.nei.nih.gov). It is commonly thought that early changes in
retinal oxygenation are strongly associated with the subsequent
appearance of NV.
3 4 Current techniques have not been
available to measure retinal oxygenation in newborns. Thus, there is a
gap in our understanding of the consequences of SOR on retinal
oxygenation and its association with NV incidence and severity.
The majority of experimental efforts to study the effect of
supplemental oxygen on the NV outcome involved the kitten ROP
model.
1 2 In this model, kittens are placed in a
relatively high oxygen environment (>70%) for 4 to 5 days. This
process produces extensive panretinal vessel obliteration. The animals
were then allowed to recover in either room air (21%
O
2) or supplemental oxygen. In contrast,
present-day premature infants are not exposed to constantly high oxygen
levels. Instead, they frequently experience relatively smaller
fluctuations above and below systemic normoxia.
5 Recently,
a newborn rat model of ROP has been developed with similarities to the
clinical conditions.
6 7 8 In this model, newborn rats are
exposed to variable oxygen for the first 14 days and allowed to recover
in room air for the next 6 days.
6 7 8 This procedure
produces NV in 100% of the eyes by day 20.
6 7 8 The
location of the NV at the border of the vascular and avascular retina
and its morphology resembles that found in human ROP.
6 7 8
Previously, we demonstrated a novel magnetic resonance imaging (MRI)
method that noninvasively investigates retinal oxygenation in newborn
rats. We found agreement between the MRI retinal oxygenation
measurement and that determined using an oxygen electrode in the normal
rat retina under similar conditions.
9 The MRI method
measures the panretinal oxygenation response
(ΔP
o 2, in mm Hg) produced during a
carbogen (95% O
2/5% CO
2)
inhalation challenge.
9 10 11 12 Normally, carbogen breathing
induces a relatively larger oxygenation response from the retinal
circulation, compared with that produced during 100% oxygen
breathing.
9 It is thought that this larger oxygenation
response is produced by minimizing the hyperoxia-induced
vasoconstriction/autoregulation.
9 However, in the vascular
retina, if perfusion or perfusion reserve is low and/or retinal
autoregulation dysfunctional, then a smaller than normalΔ
P
o 2 will be produced during the
carbogen challenge (see below). Previously, we found a subnormal
panretinal oxygenation response to carbogen breathing before the
development of NV in the newborn rat model of ROP.
12 In
the present study, we used the newborn ROP model to examine whether or
not the panretinal oxygenation response is also subnormal during the
appearance of NV in rats recovered from the variable oxygen procedure
in either room air or 28% supplemental oxygen. The long-term objective
of this research is to better understand the role of retinal
oxygenation in the development of intraretinal and preretinal NV so
that more effective diagnostic, treatment, and prevention strategies
may be developed.
To be included in the MRI part of this study, the animal must have
demonstrated minimal movement (eye and/or head) during the MRI
examination, nongasping respiratory pattern before the MRI examination
(i.e., no repeated and visible difficulties in breathing enough to move
the head), core temperatures in the range of 36.5°C to 38.5°C
during the MRI examination, and PaO2 > 350 mm Hg
and PaCO2 ranging from 45 to 65 mm Hg during the
carbogen challenge. The number of animals examined by MRI on day 20
that satisfied the inclusion criterion for the room air control, room
air–recovered, and SOR groups were 11, 12, and 7, respectively. Forty
percent of the animals studied by MRI were not included in the final
analysis because, primarily, they did not satisfy condition 4 above.
This was because of poor maintenance of the animals’ core temperature
during blood collection. Improvements in core temperature maintenance
has brought the rejection rate to 5% to 10%.
The MRI data were studied by first converting, on a pixel-by-pixel
basis, signal intensity changes during carbogen breathing to
oxygenation response values. All pixels along a 1-pixel-thick line (200μ
m), drawn at the boundary of retina/choroid and vitreous from the
superior ora at top, through the optic nerve, to the inferior ora at
the bottom (identified by the clear contrast differences between the
preretinal vitreous, retina/choroid, and ciliary body/iris), were set
to black. Next, a different 1-pixel-thick line was drawn in the
preretinal vitreous space (immediately adjacent to the black pixels),
and 54 pixels along this region of interest were extracted into a
preretinal vitreous oxygenation response band. Each pixel (i.e., color
band) is the median oxygenation response (volume averaged over a 1-mm
section of preretinal vitreous in the nasotemporal direction) from
across all retinas in that group at that distance from the optic nerve.
Because these data were sampled from similar preretinal vitreous
volumes, the potentially confounding effect of preretinal oxygen
gradients on the retinal oxygenation measurement is minimized.
Calculations suggest that oxygen diffusing from the hyaloidal
circulation during a 2-minute carbogen challenge could confound
interpretation of the regions within 0.5 mm from the optic nerve.
Consequently, we did not analyze regions ±0.5 mm from the optic
nerve.
12 To illustrate this, these regions were blanked
out in the preretinal vitreous oxygenation response bands. No
statistical evidence (
P > 0.05) for an asymmetrical
hemiretinal (i.e., superior to the optic nerve versus inferior to the
optic nerve) oxygenation response was found in any group. Therefore,
the superior and inferior hemiretinal values for each pixel
equidistance from the optic nerve were averaged. The average values
were used as the set of observations for each animal for further
comparisons.
The hemiretinal averaged oxygenation responses for a superior–inferior
pixel (excluding those within 5 mm of the optic nerve) for each group
were not normally distributed and were compared using a Mann–Whitney
rank sum (after log transformation) test, a Kolmogorov–Smirnov
two-sample test, and a Kruskal–Wallis multiple comparison test.
P < 0.05 was considered significant. To illustrate
variations in the oxygenation response between animals within the same
group, the averaged hemiretinal data are presented as a scattergram
(Fig. 1) . To illustrate the differences in the shape of the distribution of
oxygenation responses between the groups, the data are also presented
as a histogram
(Fig. 1) . To illustrate the spatial variations of the
retinal oxygenation responses for each group, a median oxygenation
response band for each group was constructed on a pixel-by-pixel basis
from the individual oxygenation response bands for each animal in that
group
(Fig. 2) . To illustrate the relationship between the MRI data (which represents
a measure of retinal perfusion, see below) and retinal vessel patency,
the composite median oxygenation response band for a group was
superimposed on a representative fluorescein-labeled dextran-infused
retinal flatmount for that group
(Fig. 2) .
The underlying cause of the subnormal panretinal oxygenation
response in the two experimental ROP groups in this study is not known.
Observation of the superficial and deep retinal circulation under high
magnification does not appear to be able to explain the MRI data
because the retinas in this study were >90% vascularized with
physiologically patent vessels
(Fig. 2) . We reasoned that the subnormal
panretinal oxygenation may be due to dysfunction of the retinal
vascular system but not to perturbations of retinal oxygen consumption,
based on the following argument. The
P
o 2 of the preretinal vitreous during
room air breathing is a measure of the amount of oxygen supplied to the
retina minus the amount consumed. During the carbogen challenge the
amount of oxygen supplied to the retina increases approximately 400%
(the retinal arterial oxygen levels change from 100 mm Hg to
approximately 500 mm Hg during the challenge). This increase is likely
much greater than the change in retinal oxygen consumption. Thus,Δ
P
o 2 is expected to reflect
primarily the change in retinal oxygen supply and be sensitive to a
variety of vascular physiological processes governing retinal oxygen
supply during the carbogen challenge, such as retinal perfusion,
perfusion reserve, and vessel autoregulation. Thus, we speculate that
the variable oxygen exposure produced damage to some combination of
retinal perfusion, perfusion reserve, or autoregulation. The SOR
procedure used in this study appears to further damage the ability of
retinal circulation to oxygenate. Experiments are ongoing in this
laboratory to further examine these possibilities.
It is possible that the MRI retinal oxygenation response differences
between the groups in this study were due to systemic physiological
differences in the response to carbogen rather than to local retinal
effects. To address this concern, various physiological parameters were
measured and compared for each group. All the values measured fell
within the expected range for carbogen breathing.
9 Only
the arterial blood oxygen tensions and glucose levels were
significantly higher (
P < 0.05) between the
SOR group and each of the other 2 groups. Could the higher arterial
oxygen tensions in the SOR group account for its relatively lower
oxygenation response? This is considered unlikely because during
carbogen breathing the hyperoxia occurs with hypercapnia. Because the
arterial carbon dioxide levels are elevated to the same degree in all
groups, and because hypercapnia-related vasodilation occurs even during
hyperoxia,
9 we do not expect that differences in arterial
oxygenation of this magnitude between groups to account for the
differences in retinal oxygenation response. Similarly, the higher
blood glucose level seen in the SOR group versus those in the control
and room air–recovered groups might be expected, if it has any effect,
to decrease the retina’s ability to autoregulate in response to
oxygen.
16 However, this would tend to increase retinal
oxygenation and, presumably, the response to carbogen breathing.
Differences in arterial glucose levels of this magnitude do not appear
to account for the observed differences in retinal oxygenation. Thus,
the retinal response differences between the groups of rats appear to
be a local retinal phenomenon and not due to systemic
physiological differences between groups.
Could the relatively lower panretinal oxygenation response of the SOR
be due to its relatively lower NV tuft density? This is considered
unlikely because the NV makes up a small fraction of the retinal
vasculature and so is not likely to contribute substantially to the
panretinal oxygenation response. Furthermore, because the NV typically
consists of multicellular tufts or sheets without lumina, this would
not be expected to significantly contribute to retinal perfusion or
oxygenation.
14
In this study, immediately after SOR, the NV incidence and severity
decreased on day 20 compared with room air-recovered animals in this
model. Even though there are species, dose, timing, and insult
differences between the newborn rat and kitten ROP models, the decrease
in NV severity observed in the present study supports the results of
previous supplemental oxygen studies in the kitten.
1 2 In
addition, our finding of a similar NV severity at day 26 for animals
exposed to either supplemental oxygen or room air (1 clock-hour) also
appears to agree with the work of Chan–Ling et al.
2 These
authors report no differences in “vascular pathology” in kittens
exposed to either room air or 50% oxygen for 8 days after stopping
supplemental oxygen treatment. Unfortunately, there are no reports in
the kitten literature on the effect of supplemental oxygen on NV
incidence either immediately after supplemental oxygen or after some
additional period in room air. Thus, our finding of a greater NV
incidence 6 days after stopping supplemental oxygen, compared with the
room air–recovered animals, is novel.
The exact mechanism underlying the reduction in NV incidence and
severity on day 20 after SOR is not known. SOR is expected to elevate
the retinal Po 2, and this is thought
to relieve the presumed retinal hypoxia that is hypothesized to play a
key role in the development of NV in ROP. The reduction in NV incidence
and severity in the SOR group on day 20, relative to the room
air–recovered group, is consistent with the concept that elevated
tissue oxygen levels relieve, to some extent, the presumed hypoxia. The
relative increase in NV incidence in the SOR group on day 26, compared
with room air–recovered animals may be due to the following. The
retinal demand for oxygen is likely increasing due to continuing
maturation between days 20 and 26 in both the SOR and room
air–recovered groups. However, because the oxygenation ability of the
retinal circulation in the SOR group appears more impaired than in the
room air–recovered group, a mismatch in oxygen supply and demand is
likely to be relatively more severe in the SOR animals. This might lead
to the relatively longer continuation of NV in a greater number of
animals in the SOR group. The low oxygenation response observed in the
present study is also consistent with the presence of hypoxia, but it
cannot yet be unambiguously interpreted as a measure of hypoxia. Thus,
the data in this work only indirectly provide evidence that the retina
is hypoxic. Experiments in this laboratory are ongoing to directly
measure retinal oxygen levels after SOR in experimental ROP.
In the present study, both room air–recovered and SOR groups had
subnormal oxygenation responses during the appearance of NV. This
result complements and extends our previous findings of a subnormal
panretinal oxygenation response before the appearance of NV in this
model.
12 One weakness of the present study is that only
89% of the SOR animals developed NV on day 20. It is possible that
some animals without NV were studied by MRI and may have skewed that
group’s medians. However, retinas from animals without NV are expected
to have a relatively greater panretinal oxygenation response than
retinas with NV. This would decrease, not increase, the differences in
retinal oxygenation between groups. In addition, the relatively smaller
panretinal oxygenation response in the SOR groups was associated with a
relatively greater NV incidence on day 26, compared with the room
air–recovered animals. Taken together, these data underscore our
previous hypothesis that a subnormal panretinal oxygenation response is
strongly associated with an increased risk of retinopathy in
experimental ROP.
Supported by NIH Grant RO1 EY10221 (BAB).
Submitted for publication March 1, 1999; revised August 6, October 15, and December 15, 1999; accepted January 18, 2000.
Commercial relationships policy: N.
Corresponding author: Bruce A. Berkowitz, Department of Anatomy and Cell Biology, Wayne State University School of Medicine, 540 E. Canfield, Detroit, MI 48201.
[email protected]
Table 1. Summary of Histologic Analysis
Table 1. Summary of Histologic Analysis
| Day 20 | | | Day 26 | | |
| Room Air Control | Room Air–Recovered between Days 14 and 20 | SOR between Days 14 and 20 | Room Air Control | Room Air–Recovered followed by 6 Days in Room Air | SOR followed by 6 Days in Room Air |
Avascular incidence, % | 0% (0/50) | 79%, a (77/98) | 96%ab (27/28) | 0% (0/26) | 32%ac (12/37) | 48%ac (25/52) |
Avascularity,* % | — | 8.4 ± 0.8 | 8.8 ± 1.2 | — | 1.3 ± 0.3, c | 3.7 ± 0.7bc |
NV incidence, % | 0% (0/50) | 100%, a (112/112) | 89%ab (55/62) | 0% (0/26) | 17%ac (4/23) | 53%abc (18/34) |
Severity, † (clock-hour), median, range | — | 6 (1–12) | 2, b (1–6) | — | 1, c (1–2) | 1 (1–3) |
Table 2. Summary of Blood Parameters (Mean ± SEM) Measured during a
2-Minute Carbogen Challenge
Table 2. Summary of Blood Parameters (Mean ± SEM) Measured during a
2-Minute Carbogen Challenge
Arterial Blood Parameters | Day 20 | | |
| Controls (n = 11) | Room Air–Recovered (n = 12) | SOR (n = 7) |
PaO2, mm Hg | 483 ± 8 | 497 ± 3 | 576 ± 14ab |
PaCO2, mm Hg | 56 ± 1 | 55 ± 1 | 57 ± 2 |
pH | 7.27 ± 0.01 | 7.30 ± 0.01 | 7.32 ± 0.03 |
Glucose, mg/dl, c | 232 ± 6 | 247 ± 6 | 312 ± 14ab |
Helpful discussions with John Penn, PhD, Tony Adamis, MD, and
Jonathan Holmes, MD, are gratefully acknowledged. The expert assistance
of Manvi Prakash, Cara Kujawa, Pelagia Kouloumberis, and Christopher
McDonald in flatmount preparation and analysis is greatly appreciated.
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