Abstract
purpose. This work is part of a feasibility assessment of a retinal prosthesis as a means to restore vision to patients with blindness caused by retinitis pigmentosa. The primary goal was to assess the concordance of the form of induced perception and the pattern of electrical stimulation of the retina, and the reproducibility of the responses.
methods. Five volunteers with severe retinitis pigmentosa and one with normal vision were studied. A companion paper in this issue provides details on demographics, visual function, surgical methods, general stimulation strategy, and data analysis. Volunteers were awake during surgery while a 10-μm-thick, microfabricated electrode array was placed on the retina. The array was connected to extraocular current sources that delivered charges to 50-, 100-, and 400-μm-diameter electrodes. Negative control trials were randomly included. Perceptual quality was judged by the similarity between the form of stimulation and perception (i.e., accuracy) and the reproducibility of responses.
results. Only 1 of 40 control tests yielded a false-positive result. On average, volunteers 3, 5, and 6 reported percepts that matched the stimulation pattern 48% and 32% of the time for single- and multiple-electrode trials, respectively. Two-point discrimination in the best cases may have been achieved in two blind subjects using (center-to-center) electrode separation of 600 and 1960 μm. Reproducibility was achieved 66% of the time in the blind subjects. By comparison, in the normal-sighted subject, perceptual form was reported accurately 57% of the time, with 82% reproducibility, and two-point discrimination may have been achieved in one trial with 620-μm electrode spacing and in two trials each with 1860- and 2480-μm electrode spacing. In subjects 5 and 6, perceptual size was inconsistently related to the charge, although relatively large differences in charge (median: 0.55 microcoulombs [μC]) between two trials produced differently sized percepts. Longer stimuli did not produce rounder percepts.
conclusions. Single percepts induced by single-electrode stimulation were relatively small, but the form of percepts, especially after multielectrode stimulation, often did not match the stimulation pattern, even in a normal-sighted volunteer. Reproducible percepts were more easily generated than those that matched the stimulation pattern.
Significant progress toward development of a retinal prosthesis has been made by several groups.
1 2 3 4 5 6 7 8 9 10 11 12 13 A crucial milestone yet to be achieved is the demonstration that such devices improve the quality of life for blind patients. This psychophysical study is an initial feasibility assessment toward that milestone. Our primary goals were to assess the degree to which the form of induced percepts matches the stimulation pattern and the perceptual effect of various stimulus parameters.
Hypothesis 1.
Hypothesis 2.
Hypothesis 3.
Hypothesis 4.
Hypothesis 5.
Hypothesis 6.
Increasing stimulus charge will increase the size of a percept.
In one analysis, perceptual size was recorded per stimulus charge. There were 52 and 33 trials with single electrodes for the last two subjects, respectively. To permit uniform comparison of charge density, the smaller number of trials with the 100-μm electrode was excluded, leaving 40 and 30 trials, respectively, with the 400-μm electrode. In subject 5, the median charge that yielded a pea- or dime-sized percept was identical (1.4 microcoulombs [μC]). In subject 6, the median charges that produced a pea-, dime-, or quarter-sized percept were 0.4, 0.8, and 1.1 μC, respectively, which is consistent with the hypothesis.
In another analysis, we assessed whether percepts enlarged or shrank in pairs of trials (not necessarily sequential) in which charge was the only variable. Subjects 5 and 6 satisfied the hypothesis only 29% of the time
(Table 4) . However, trials that satisfied the hypothesis had a median difference in charge of 0.55 μC versus 0.24 μC for those that did not.
Hypothesis 7.
Hypothesis 8.
These experiments were challenging because the volunteers had to endure intraocular surgery, were emotionally involved in the experimental outcome, and were seeing novel percepts. Further, testing was short-term and involved fewer trials than is standard in psychophysical experiments. Nonetheless, given that only 1 of 40 control tests produced a false image and that test–retest trials yielded relatively high reproducibility (66%), we believe our testing provided useful data.
Our hypotheses were designed to address the ability of blind subjects with retinitis pigmentosa to report basic form perception (hypotheses 1–4), perceptual differences between the normal-sighted volunteer and blind subjects (hypothesis 5), and perceptual effects of various stimulus parameters (hypotheses 6–8). Our results are both encouraging and sobering.
Hypothesis 1 tested whether stimulation through one electrode would yield single, small percepts. The hypothesis was satisfied 48% of the time over 185 trials. Percepts that were too large were uncommon errors. Much more commonly (i.e., 60% of the time in volunteer 5), multiple percepts were reported, the explanation for which is unknown, although a similar phenomenon occurs with visual cortical stimulation.
15 16
For hypothesis 2, we studied percepts generated by multiple-electrode stimulation. Here, less success (32% vs. 48% for single electrode trials) was achieved in producing percepts that matched the stimulation pattern. Candidate explanations include anatomic and physiological disease of the retina and visual cortex secondary to chronic blindness
17 18 19 20 21 ; our ignorance of effective stimulation strategies; interaction of electrical fields from adjacent electrodes; and insufficient learning opportunity for the subjects. Hypothesis 5 eliminates the first consideration because our normal subject performed less well than blind subject 6, which indicates that factors other than blindness hindered our outcomes.
Hypothesis 3 produced the least optimistic results. At best, two-point discrimination may have been achieved by subject 3 with electrode spacing of 600 μm and by subject 5 with electrode spacing of 1960 (but not 2480) μm. Yet, hypothesis 4 revealed relatively good reproducibility. This suggests that seemingly aberrant responses, especially seeing multiple images when one electrode is driven, are not random. Unchanging factors, such as our methods of stimulation or retinal or cortical disease, rather than subjective factors, probably accounted for a substantial fraction of responses that did not match the stimulation pattern.
Hypotheses 6, 7, and 8 explored perceptual effects of various stimulus paradigms. In hypothesis 6, we presumed that higher charges would enlarge the electrical field and hence the percept. Mixed results were obtained. With one analysis, volunteer 6 but not volunteer 5 satisfied the hypothesis. In a second analysis, relatively large differences in charge (median: ≥0.55 μC) between two trials yielded larger percepts.
The motivation to test hypothesis 7 derived from Greenberg
22 who reported that longer duration stimuli (≥0.5 ms) preferentially activate bipolar neurons and from Weiland et al.,
9 who suggested that activation of the middle retina produces round percepts. We tested this hypothesis with nearly 100 trials and discovered that round percepts were equally or more frequently reported at durations that were considerably shorter and longer than Greenberg’s benchmark
(Table 5) . Our finding does not discount Greenberg’s in vitro observations, for which we have some supportive evidence.
23
Hypothesis 8 was tested because we assumed that activation of multiple electrodes along axons would be more likely to activate those axons. In experiment 6, this orientation generated elongated percepts, which is consistent with the hypothesis. In experiment 5, the orthogonal orientation generated multiple percepts, which suggests that in this configuration each electrode had a higher probability of producing an individual percept. The differences in outcome between these two patients suggest that stimulation strategies of a prosthesis may have to be customized to achieve desired percepts in individual patients.
By comparison to our results, Humayun et al.
24 reported resolution of 1.5° of visual angle in a patient with light perception vision, despite the variable positioning of electrode(s) that must have occurred with their handheld technique. Moving a needle electrode by hand through the vitreous cavity provides the advantage of being able to survey a wide area of retina for points of low threshold. In five of six experiments, we also used a handheld approach as a screening technique to be certain that volunteers would see percepts in response to electrical stimulation near the retina before the introduction of an electrode array, which required additional surgical steps (see companion paper
14 for more information). At best, we may have achieved resolution of 2.25° to 4.50° with our electrode array in contact with the retina. Further, our patients often did not report percepts that matched the stimulation pattern and frequently described multiple percepts when one electrode was driven, neither of which was reported by Humayun et al.
24 The results from normal volunteers are equally disparate. The two subjects in Weiland et al.
9 reported football-sized, dark percepts every time the normal retina was stimulated near threshold.
9 Over 43 trials, our normal-sighted patient never reported darkness, and all percepts were considerably smaller than a football. Use of different stimulation frequencies and other methodological differences, insofar as they can be gleaned, may account for some differences in outcomes.
In summary, volunteers who have been legally blind for many years can see percepts induced by electrical stimulation of the retina. The single percepts were relatively small, which offers hope of generating a montage of such percepts to create useful images. However, the form of percepts, especially with multielectrode stimulation, often did not match the stimulation pattern. The lack of a better outcome in our normal-sighted patient suggests that retinal degeneration alone does not explain the limited results in our blind patients and emphasizes the need to learn effective stimulation methods. Nonetheless, even simple images, if reproducible, could help severely blind patients.
Acute testing provides useful insights into strategies for creating vision, but probably underestimates what could be achieved with permanently implanted devices, which offer opportunity for learning (by patients and researchers) and neural plasticity. Indeed, Humayun et al.
25 have reported a learning effect for a patient who had received a chronic implant.
Supported by the Keck Foundation, the Wynn Foundation, the Massachusetts Lions Club Eye Research Foundation, Grant C-2726-C from the Department of Veterans Affairs, the Catalyst Foundation, the National Science Foundation, Grant BES-0201861, and the Foundation Fighting Blindness.
Submitted for publication August 13, 2002; revised November 18, 2002, and May 21 and June 26, 2003; accepted June 30, 2003.
Disclosure:
J.F. Rizzo III (P);
J. Wyatt (P);
J. Loewenstein, None;
S. Kelly, None;
D. Shire (P)
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked “
advertisement” in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Corresponding author: Joseph F. Rizzo, III, Massachusetts Eye and Ear Infirmary, 243 Charles Street, Boston, MA 02114;
[email protected].
Table 1. Overview of Stimulation Protocol
Table 1. Overview of Stimulation Protocol
Volunteer | Electrode Configuration | Stimulus Frequency (Hz) | Stimulus Duration* (ms) | Pulse Train Duration (sec) |
3 | Monopolar for all large and most small electrode trials | 6 or 30 | 8 | 1.5 |
4 | Monopolar | 20 | 2 | 1.5 |
5 | Monopolar | 20 | 0.25, 1, 4, 16 | 1.5 |
6 | Mostly monopolar | 20 | 0.25, 1, 4, 16 | 1.5, † |
Table 2. Accuracy and Reproducibility of Responses
Table 2. Accuracy and Reproducibility of Responses
| Number of Stimulation Trials | Number (%) of Trials Yielding a Percept | Number (%) of Percepts Matching Expectation* | Number of Trials Testing Reproducibility | Number (%) of Reproducible Responses |
Experiment 1 | 24 | | | | |
Multiple electrodes on array | 24 | 4 (17) | , † | 0 | — |
Experiment 2 | 42 | | | | |
Negative control | 6 | 0 (0) | | | |
Single needle electrode | 36 | 7 (19) | , ‡ | , ‡ | , ‡ |
Experiment 3 | 128 | | | | |
Negative control | 8 | 0 (0) | | | |
Single needle electrode | 29 | 11 (38) | , ‡ | , ‡ | , ‡ |
Single electrode on array | 50 | 17 (34) | 1 (6) | 1 | 1 (100) |
Multiple electrodes on array | 40 | 22 (55) | 12 (55) | 2 | 2 (100) |
Experiment 4, § | 66 | | | | |
Negative control | 10 | 1 (10) | | | |
Single needle electrode | 14 | 8 (57) | , ‡ | , ‡ | , ‡ |
Single electrode on array | 19 | 14 (74) | 8 (57) | 0 | — |
Multiple electrodes on array | 23 | 21 (91) | 9 (43) | 11 | 9 (82) |
Experiment 5 | 246 | | | | |
Negative control | 9 | 0 (0) | | | |
Single needle electrode | 18 | 9 (50) | , ‡ | , ‡ | , ‡ |
Single electrode on array | 178 | 109 (61) | 38 (35) | 39 | 16 (41) |
Multiple electrodes on array | 41 | 34 (83) | 7 (21) | 23 | 19 (83) |
Experiment 6 | 134 | | | | |
Negative control | 7 | 0 (0) | | | |
Single needle electrode | 8 | 4 (50) | , ‡ | , ‡ | , ‡ |
Single electrode on array | 88 | 59 (67) | 50 (85) | 22 | 18 (82) |
Multiple electrodes on array | 31 | 28 (90) | 8 (29) | 12 | 9 (75) |
Table 3. Evaluation of Two-Point Discrimination in Experiment 5
Table 3. Evaluation of Two-Point Discrimination in Experiment 5
Center-to-Center Electrode Spacing (μm) | Trials (n) | Trials with Additional Percept(s) (n) | Trials with no Additional Percept (n) |
620 | 2 | 1 | 1 |
1240 | 4 | 2 | 2 |
1960 | 7 | 5 | 2 |
2480 | 4 | 1 | 3 |
Table 4. “Accuracy” of Responses for Paired Trials in which the Second Stimulus of a Pair Used Either an Increase or Decrease in Charge
Table 4. “Accuracy” of Responses for Paired Trials in which the Second Stimulus of a Pair Used Either an Increase or Decrease in Charge
Subject | Paired Trials (n) | Paired Trials Using Increased Charge | | | Paired Trials Using Decreased Charge | | | Total % Correct |
| | (n) | Median Increase in Charge (μC) | % Correct | (n) | Median Decrease in Charge (μC) | % Correct | |
5 | 20 | 12 | 0.24 | 8 | 8 | 0.25 | 13 | 10 |
6 | 15 | 9 | 0.7 | 66 | 6 | 0.2 | 33 | 53 |
Table 5. Perceptual Appearance for Volunteers 4, 5, and 6 in Relation to Stimulus Duration
Table 5. Perceptual Appearance for Volunteers 4, 5, and 6 in Relation to Stimulus Duration
| 0.25 msec | 1 ms | 2 ms | 4 ms | 16 ms | Total Trials Across All Durations (n) |
Round | 4 | 9 | 5 | 49 | 10 | 77 |
Elongated | 4 | 3 | 0 | 15 | 9 | 31 |
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