Abstract
purpose. To evaluate the effectiveness of the Convergence Insufficiency Treatment Trial (CITT) placebo therapy program in maintaining masking of patients randomized to the office-based treatment arms, determine whether demographic variables affect masking, and determine whether perception of assigned treatment group was associated with treatment outcome or adherence to treatment.
methods. Patients (n = 221, ages, 9–17 years) were randomized to one of four treatment groups, two of which were office-based and masked to treatment (n = 114). The placebo therapy program was designed to appear to be real vergence/accommodative therapy, without stimulating vergence, accommodation, or fine saccades (beyond levels of daily visual activities). After treatment, patients in the office-based groups were asked whether they thought they had received real or placebo therapy and how confident they were in their answers.
results. Ninety-three percent of patients assigned to real therapy and 85% assigned to placebo therapy thought they were in the real therapy group (P = 0.17). No significant differences were found between the two groups in adherence to the therapy (P ≥ 0.22 for all comparisons). The percentage of patients who thought they were assigned to real therapy did not differ by age, sex, race, or ethnicity (P > 0.30 for all comparisons). No association was found between patients’ perception of group assignment and symptoms or signs at outcome (P ≥ 0.38 for all comparisons).
conclusions. The CITT placebo therapy program was effective in maintaining patient masking in this study and therefore may have potential for use in future clinical trials using vergence/accommodative therapy. Masking was not affected by demographic variables. Perception of group assignment was not related to symptoms or signs at outcome (ClinicalTrials.gov number, NCT00338611).
Vergence/accommodative therapy is a form of active vision therapy/orthoptics often prescribed for the treatment of convergence insufficiency (CI). CI is a common binocular vision disorder that frequently causes symptoms such as double vision, sore eyes, blurred vision, and/or headaches with near work (e.g., reading).
1 2 3 4 5 6 7 The effectiveness of vergence/accommodative therapy has been challenged due to lack of controlled studies,
8 9 because only a few studies have incorporated a placebo therapy group. The studies that have included a placebo arm focused on specific aspects of therapy, had small sample sizes, and did not evaluate whether placebo therapy was effective as a control.
10 11 12 13 14 Although controversy remains regarding the existence and/or impact of a placebo effect,
15 16 17 18 19 20 21 22 23 24 it is generally accepted that patients may show clinical improvements due to the natural history of the disease, regression to the mean, and/or nonspecific treatment effects (e.g., patient–provider interaction and/or the patient’s belief in the effectiveness of the treatment) in addition to true treatment effects.
16 17 18 19 25 Therefore, including a placebo (or control) arm has become the standard in randomized treatment trials to control for bias as well as potential placebo effects.
15 23 A placebo treatment is generally defined as a harmless treatment that simulates the real therapy under investigation.
15 25 26
Office-based vergence/accommodative therapy for the treatment of symptomatic CI typically involves the controlled manipulation of accommodative demand, vergence demand, and/or target distance under the guidance of a therapist.
27 It is possible that aspects related to administering therapy (such as the therapist–patient interaction and the patient’s expectation that the treatment will be effective) may also affect treatment outcome. Recently, the Convergence Insufficiency Treatment Trial (CITT) Group designed a placebo therapy program to appear to be real vergence/accommodative therapy, without stimulating vergence, accommodation, or fine saccades (beyond levels of daily visual activities). This placebo program was used in a multicenter randomized controlled clinical trial pilot and was found to be effective in maintaining masking of 61 patients aged 9 to 30 years who were randomized to the office-based treatment arms.
28 29 30
A modified version of this placebo therapy program was incorporated into the full-scale randomized CITT comparing the effectiveness of home-based pencil push-ups, home-based computer vergence/accommodative therapy and pencil push-ups, office-based vergence/accommodative therapy with home reinforcement, and office-based placebo therapy as treatments for symptomatic CI.
31 This study showed that 12 weeks of office-based vergence/accommodative therapy resulted in a significantly greater proportion of children being classified as having a successful or improved outcome in symptoms and clinical signs of convergence ability (near point of convergence and positive fusional vergence) when compared with home-based pencil push-ups, home-based computer vergence/accommodative therapy and pencil push-ups, and office-based placebo therapy (73% vs. 43%, 33%, and 35%, respectively).
32 Although the placebo therapy arm was found to be effective in maintaining masking in the CITT pilot, its effectiveness in maintaining masking in the full-scale CITT has not been thoroughly investigated. Furthermore, the sample size of the pilot study was insufficient to examine the potential effect of (1) demographic variables on masking and (2) patient perception of group assignment on outcome or adherence. For example, the results of the pilot study showed that although most patients thought they had received real therapy, adults were less sure about their answer than children.
30 In addition, ethnic and racial differences in response to placebo have been reported.
33 34 It is not known whether older children were less sure than younger children or if sex, race, or ethnicity influenced masking. Previous research has suggested that the level of symptoms at outcome may influence subjects’ perception of their treatment group (with improvement being associated with assignment to real therapy).
35 Therefore, the objectives of this study were to (1) describe the modified CITT placebo program; (2) evaluate its effectiveness in maintaining patient masking in patients who were randomized to office-based therapy (real or placebo) in the full scale clinical trial; (3) determine whether age, sex, race, or ethnicity affected masking; and (4) determine whether patients’ perception of their assigned treatment group was associated with their treatment outcome or adherence to treatment.
Enrolled patients were randomly assigned with equal probability to one of four treatment groups: home-based pencil push-ups, home-based computer vergence/accommodative therapy and pencil push-ups, office-based vergence/accommodative therapy with home reinforcement, and office-based placebo therapy. Randomization was achieved on the study’s Web site by using randomly selected blocks of four or eight, with a separate sequence of computer-generated random numbers for each clinical site.
Each patient knew whether he or she had been assigned to an office-based or home-based therapy group. However, patients assigned to the two office-based treatment groups were not told whether they were assigned to real or placebo therapy. The two home-based treatment groups will not be discussed further, because the focus of this article is to evaluate masking in the two office-based groups.
The treatment programs were 12 weeks in duration with monthly masked examinations and a masked primary outcome examination conducted at the end of the 12-week therapy program. Both office-based groups received weekly (60-minute) in-office therapy visits administered by a trained therapist and were prescribed home therapy procedures to be performed 5 days per week to supplement the in-office therapy. Office visits were scheduled so as to prevent any interaction between patients. All patients completed home logs to show adherence to prescribed home therapy procedures. Therapists reviewed the logs and encouraged adherence. The therapists had to have undergone training in vergence/accommodative therapy and therefore could not be masked to the patient’s treatment group assignment (real or placebo). However, the therapists were instructed to encourage and provide positive reinforcement to all patients in the same manner regardless of treatment assignment. Therapists were observed performing both real and placebo therapy during certification and a site visit to ensure that procedures were performed according to protocol and that encouragement/positive reinforcement was provided in a similar manner to both groups. Therapists also participated in monthly therapist conference calls.
The real office-based therapy program consisted of standard vergence/accommodative therapy techniques for the treatment of CI and has been described.
28 29 31 The placebo therapy program included 16 in-office therapy procedures and four home reinforcement therapy procedures that were designed to look like real vergence/accommodative therapy procedures but did not stimulate vergence, accommodation, or fine saccadic eye movements beyond normal daily visual activities. Five procedures were performed during each office therapy visit and two procedures were assigned for home reinforcement therapy each week. Placebo procedures included traditional vergence/accommodative therapy procedures modified to be monocular rather than binocular (e.g., Brock string), binocular procedures modified so that there was no alteration of vergence demand (e.g., computer orthopter, stereoscope), procedures using lenses with no dioptric power (plano or yoked prism lenses), and computer visual perceptual therapy with filter glasses. Placebo therapy procedures also included testing procedures that did not require significant demand on the vergence, accommodative, or fine saccadic eye movement systems (e.g., ductions, Bailey-Lovie acuity testing, after image testing, Hess Lancaster screen testing, modified Thorington phoria testing, and double Maddox rod cyclophoria testing). To further simulate real therapy, we designed some procedures to have increasing levels of difficulty. As in real therapy, patients frequently wore filter glasses and were told that the glasses ensured that both eyes were being used together. In addition, goals (such as improving how the eyes work together as a team) were established for each placebo procedure, and the therapist told the patient the goal of each procedure before beginning the technique to motivate the patient and simulate real therapy.
Therapists estimated the adherence of each office-based patient to in-office therapy procedures and the home reinforcement therapy procedures using the scale 0%, 1% to 24%, 25% to 49%, 50% to 74%, 75% to 99%, or 100%. At the end of treatment, patients in both office-based therapy groups were asked: (1) “Which treatment (placebo or real) do you think you received?” and, (2) “How sure are you about your answer?” Patients responded to the latter question with “very sure,” “pretty sure, “somewhat sure,” “a little sure,” or “not at all sure.”
Clinical Sites.
Sites are listed in order of the number of patients enrolled in the study, with the number of patients enrolled listed in parentheses preceded by the site name and location. Abbreviations designating the roles of personnel are PI, principal investigator; SC, coordinator; E, examiner; and VT, therapist.
Bascom Palmer Eye Institute, Miami, FL (35): Susanna Tamkins (PI), Hilda Capo (E), Mark Dunbar (E), Craig McKeown (Co-PI), Arlanna Moshfeghi (E), Kathryn Nelson (E), Vicky Fischer (VT), Adam Perlman (VT), Ronda Singh (VT), Eva Olivares (SC), Ana Rosa (SC), Nidia Rosado (SC), and Elias Silverman (SC).
SUNY College of Optometry, New York, NY (28): Jeffrey Cooper (PI), Audra Steiner (E, Co-PI), Marta Brunelli (VT), Stacy Friedman (VT), Steven Ritter (E), Lily Zhu (E), Lyndon Wong (E), Ida Chung (E), Kaity Colon (SC), and Ashley Fazarry (SC).
UAB School of Optometry, Birmingham, AL (28): Kristine Hopkins (PI), Marcela Frazier (E), Janene Sims (E), Marsha Swanson (E), Katherine Weise (E), Adrienne Broadfoot (VT, SC), Michelle Anderson (VT), Catherine Baldwin (SC), and Leslie Simms (SC).
NOVA Southeastern University, Fort Lauderdale, FL (27): Rachel Coulter (PI), Deborah Amster (E), Gregory Fecho (E), Tanya Mahaphon (E), Jacqueline Rodena (E), Mary Bartuccio (VT), Yin Tea (VT), and Annette Bade (SC).
Pennsylvania College of Optometry, Philadelphia, PA (25): Michael Gallaway (PI), Brandy Scombordi (E), Mark Boas (VT), Tomohiko Yamada (VT), Ryan Langan (SC), Ruth Shoge (E), and Lily Zhu (E).
The Ohio State University College of Optometry, Columbus, OH (24): Marjean Kulp (PI), Michelle Buckland (E), Michael Earley (E), Gina Gabriel (E), Aaron Zimmerman (E), Kathleen Reuter (VT), Andrew Toole (VT), Molly Biddle (SC), and Nancy Stevens (SC)
Southern California College of Optometry, Fullerton, CA (23): Susan Cotter (PI), Eric Borsting (E), Michael Rouse (E), Carmen Barnhardt (VT), Raymond Chu (VT), Susan Parker (SC), Rebecca Bridgeford (SC), Jamie Morris (SC), Javier Villalobos (SC), and Jessica Chang (E).
Ratner Children’s Eye Center, La Jolla, CA (17): David Granet (PI), Lara Hustana (E), Shira Robbins (E), Erica Castro (VT), and Cintia Gomi (SC).
Mayo Clinic, Rochester, MN (14): Brian G. Mohney (PI), Jonathan M Holmes (E), Melissa Rice (VT), Virginia Karlsson (VT), Becky Nielsen (SC), Jan Sease (SC), and Tracee Shevlin (SC).