Abstract
purpose. To characterize the properties of stimulus-evoked retinal intrinsic signals and determine the underlying origins.
methods. Seven adult cats were anesthetized and paralyzed to maximize imaging stability. The retina was stimulated with a liquid crystal display (LCD) integrated into a modified fundus camera (Topcon, Tokyo, Japan). The LCD presented patterned visual stimuli while the retina was illuminated with near infrared (NIR) light. The peristimulus changes in the NIR reflectance of the retina were recorded with a digital camera.
results. Two stimulus-evoked reflectance signals in the NIR were observed: a positive signal, corresponding to a relative increase in reflectance, and a negative signal, corresponding to a relative decrease in reflectance. When presented with a positive-contrast stimulus, the negative reflectance signals showed a tight spatial coupling with the stimulated region of retina, whereas the positive signals arose in an adjacent region of the retina. Signals remained spatially confined to the stimulated region even when stimuli of much longer duration were used. In addition, the positive and negative signal polarities reversed when the stimulus contrast was inverted. Both signals showed a rise time on the order of seconds, similar to those observed in the mammalian neocortex. The spectral dependency of the signals on illumination was similar to the absorbance spectra of hemoglobin and the oximetric relationship.
conclusions. The findings characterize the basic properties of stimulus-evoked intrinsic signals of the retina. These signals were generally similar to the more extensively studied cortical signals. Collectively, the data suggest a hemodynamic component to the intrinsic optical signals of the retina.
Intrinsic signal optical imaging in the mammalian neocortex has been extensively used by brain researchers since its accelerated development in the 1980s.
1 2 3 The implementation of this technique has enabled researchers to examine the highly ordered organization of cortical maps. Intrinsic signal imaging measures optical reflectance changes associated with the activity of neural tissue. In the cortex, changes in reflectance are attributed to physiological changes in cerebral blood flow,
2 4 light-scattering,
5 and the oximetric signal.
1 2
Similarly, studies in the retina have reported the presence of “fast intrinsic signals” that originate from the light-scattering properties of photoreceptors,
6 as well as optical changes from water and ion movements of active neurons.
5 7 Spectral reflectance changes also arise from the hemodynamics of blood flow
8 and the oximetric relationship.
9 Recently, several groups have identified the presence of slow, stimulus-evoked reflectance changes in the retina in vivo (Ts’o DY, et al.
IOVS 2003;44:ARVO E-Abstract 2709; Ts’o DY, et al.
IOVS 2004;45:ARVO E-Abstract 3495; Ts’o DY, et al.
IOVS 2005;46:ARVO E-Abstract 2258; Ts’o DY, et al.
IOVS 2006;47:ARVO E-Abstract 5899; Ts’o DY, et al.
IOVS 2007;48:ARVO E-Abstract 1957; Ts’o DY, et al.
IOVS 2008;49:ARVO E-Abstract 2006).
10 11 12 13 14 The reflectance signals are generated by intrinsic mechanisms, meaning injectable dyes are not needed to observe the functional regions. Although several groups have demonstrated the presence of intrinsic retinal signals, the biophysical origins of these signals are still uncertain.
We present data that describe the fundamental spatial and temporal characteristics of the signals. Our findings show that intrinsic optical signals in the near infrared (NIR), exist in the cat retina with robust signal strength nearly two orders of magnitude greater than seen in the cortex. Moreover, these signals demonstrate strong focal activations corresponding to regions of visually stimulated retina. We focused our efforts on characterizing the stimulus-dependent signals, to better elucidate their origins.
15
We investigated the retinas of seven adult healthy cats between the ages of 5 months and 5.5 years. The cats were initially anesthetized with ketamine HCl (10 mg/kg IM) followed by sodium thiopental (20 mg/kg IV, supplemented by a constant infusion of 1 to 2 mg/kg/h). The animals were then intubated with an endotracheal tube, paralyzed with vecuronium bromide (0.1 mg/kg/h), and artificially ventilated with room air. The electrocardiogram (ECG), electroencephalogram (EEG), temperature and expired CO2 were monitored throughout the duration of the experiment. Neosynephrine (10%) and atropine (1%) were applied topically to dilate the pupil and inhibit accommodation. The corneas were fitted with low-power, 34.0-D lenses for protection against drying. Total corrective power was achieved with the internal optics of the fundus camera to optimize imaging of the retinal surface. Animals were secured in a stereotaxic frame for optical alignment with the fundus camera and to ensure the stability and consistency of imaging.
The following investigation on cats adhered to the ARVO Statement for the Use of Animals in Ophthalmic and Vision Research. Animals have been cared for in accordance with the Animal Welfare Act and the DHHS “Guide for the Care and Use of Laboratory Animals.”
Imaging of intrinsic signals in the cortex has provided important insights into the functional architecture of the brain surface. We saw similar intrinsic signals in the cat retina. We observed two predominant signals in the NIR range: a negative and a positive signal. With a stimulus intensity increment, a negative signal is coextensive with the stimulated retina whereas a weaker positive signal lies adjacent. The evoked activity is highly localized with both positive and negative signals growing in strength over prolonged stimulus durations.
The retinal signals have a rise time on the order of seconds, temporally similar to the intrinsic signals observed in the cortex
1 2 3 4 and BOLD response in functional magnetic resonance imaging (fMRI).
19 The cortical studies have attributed the signal to a relatively slow hemodynamic response to active neural regions. In the retina, clear intrinsic signals are present within 500 ms of stimulus onset. However, unlike cortical signals measured in the 600 to 650 nm range, we did not observe a peaking response before the stimulus was turned off.
2 Instead, both signals continued to grow in intensity as long as the stimulus remained on
(Fig. 5) . The rate of growth for the negative and positive signals is strikingly similar, contributing evidence that both signals have a common biophysical origin.
Although there may be a dominant origin in the retina, it is likely that the signals have multiple biophysical origins with various contributions in strength, spectra, and time. Among the strongest contributors in the cortex are the spectral absorbance changes linked to hemodynamics.
2 4 There are several lines of evidence that the retinal signals may also arise from hemodynamic origins. Stimulus-evoked blood flow changes have been observed in the retina with laser Doppler flowmetry.
20 21 22 Similarly, it has been proposed that evoked reflectance signals are associated with local changes in hemodynamics.
8 Certainly, the existence of a BOLD response in retinal fMRI studies adds supporting evidence for the possibility of an optical hemodynamic signal.
23 As for the source of the blood volume changes, it is known that the feline retina (like many mammalian retinas) is fed by two circulation systems: the retinal circulation which branches from the optic nerve head and spreads across the superficial retina, and the choroidal circulation, a dense fenestrated bed of capillaries feeding the outermost retinal layers.
24 We did not observe any unique signal properties in relationship to the visible inner retinal circulation. Signals traversed across major retinal vessels without any notable changes in signal polarity or strength. Our technique at present does not have the depth resolution to test the relative contributions from these two circulation systems. Regardless of which vascular bed the signals may arise from, the spatial asymmetry of the signals could represent a blood-stealing effect where active neural regions divert blood resources from the surrounding microcirculation.
19 In both the left and right eyes, we observed that the positive flanking signal typically occupies the region nasal and superior to the stimulated region. This observation may correlate with flow directionality of the choroid, but further investigation is needed.
A second hemodynamic origin described in the cortex is the oximetric signal.
2 25 26 This optical change is based on the ratio of the spectral absorbance properties of oxy- and deoxyhemoglobin. The spectral dependence of the retinal signals shows a decrease in signal strength with longer wavelengths. It is notable that the oximetric function at these wavelengths showed the same trend: a decrease in magnitude from 700 to 900 nm. The polarity of both positive and negative signals can be explained by the oximetric trend at these wavelengths. For example, a change from an oxy- to deoxyhemoglobin state can show opposite signal polarity when compared with a tissue that transforms from a relatively deoxy- to oxyhemoglobin state, which happens at the level of the light-stimulated photoreceptors.
27 Despite consistent trends between intrinsic signal wavelength dependency and the oximetric function, the intrinsic signals we observed cannot be purely of oximetric origin. Neither the positive nor the negative signal reverses polarity at wavelengths longer than the isobestic one (800 nm), which implies that the signal, if hemodynamic, must have an appreciable blood volume component. An example of this may represent immediate change in the metabolic consumption driving an oximetry signal, in addition to a neurovascular coupling response that would induce reflectance changes of hemoglobin density. This combined response has been reported in the cortex.
25
Although our results suggest a hemodynamic origin of these signals, we must consider contributions from other biophysical mechanisms, such as the expected light-scattering signals also seen in cortex
2 and in the in vitro retinal studies of Yao and George.
7 Indeed, there are certain additional aspects of our results that we have yet to reconcile with a dominant hemodynamic signal mechanism. Perhaps foremost is the expectation that the signals should reflect a
decrease in metabolic demand with light stimuli, at least to the extent to which these signals are due to photoreceptor activity.
15 Similarly, it has been shown that oxygen utilization decreases and oxygen tension increases in the outer retina with light stimulation.
27 These facts do not seem to be compatible with the notion of an increase in blood volume with light stimulation. Further studies are needed to distinguish among the contributions of the various possible biophysical signal sources.
Regardless of the specific origin, it should be emphasized that the slow rise and decay of the positive signal indicates that the signal is not an artifact of stimulus energy
(Figs. 2 4) . If stimulus energy leaked through imperfect filters, an artifact would be marked by a stepwise onset and offset marking the stimulus epoch; however, this was clearly not the case. Moreover, a negative signal (decrease in reflectance) cannot be an artifact from an increment in stimulus intensity.
The plateaued response in the retina is noticeably different from the biphasic or triphasic
18 response in the cortex. These temporal characteristics may reflect a biophysical, metabolic or possibly a tissue-specific spectral difference in the two systems. In the cortex, the dominant signals between 500 to 700 nm are predominantly from a blood volume component, whereas NIR signals have been ascribed to light-scattering effects.
17 The monophasic characteristic of the retinal signals were more analogous to cortical signals measured in the NIR wavelengths
2 25 than cortical signals measured in the 500 to 700 nm range.
Several papers have reported the presence of “fast” intrinsic optical signals on the order of milliseconds that correlate with the electrical components of the ERG
7 or optical changes attributed to light-scattering properties of active photoreceptors.
6 28 29 30 The light-scattering properties of stimulated neurons have been described in detail,
5 and we consider these changes as plausible origins of the intrinsic signals we report in this study. It is important to note, however, that hemodynamic and oximetric signals were notably absent from the above in vitro studies. Therefore, it is difficult to make direct comparisons with their findings and ours performed in a naturally perfused living model. Furthermore, the signals recorded from our paradigm were much slower, on the order of seconds as opposed to the milliseconds of those observed by Yao and George.
7 Yet, regardless of the preparation and temporal discrepancy, there appear to be qualitative similarities to the in vitro fast signals, especially the spatial properties of two polarities occupying adjacent regions.
In regard to the anatomic origins of the intrinsic signals, the evidence thus far suggests a minimal ganglion cell–driven component. Our accompanying paper shows that there was little or no signal tuning when different spatial frequencies were probed.
15 We find that the signal is driven primarily by stimulus intensity and duration
(Figs. 5 6) , properties much more akin to photoreceptors than ganglion cells. Moreover, if the signals are indeed metabolic in nature, photoreceptors would be a leading candidate for a dominant metabolic drive.
Further investigations may demonstrate that this study and the accompanying paper
15 provide data consistent with previous literature, that the major metabolic consumption in the retina originates from the energy needed to maintain the dark current in photoreceptors.
27 31 32 33 34
The scope of this project has been to elucidate the general properties of the intrinsic signals in the normal condition. In this study, we have demonstrated the high spatial resolution capabilities of this technique and propose that intrinsic signal optical imaging of the retina may be a suitable tool for filling an important gap between the single-cell response and the systemic interactions of the retina in vivo. A next step in this research is to examine the signal properties in pathologic retinas. We speculate that this technique may be useful for assessing degenerative diseases.
Supported by National Institutes of Health NIBIB (National Institute of Biomedical Imaging and Bioengineering) Grant EB002843 and the Glaucoma Research Foundation.
Submitted for publication December 9, 2008; revised February 24, 2009; accepted July 15, 2009.
Disclosure:
J. Schallek, None;
H. Li, None;
R. Kardon, P;
Y. Kwon, P;
M. Abramoff, None;
P. Soliz, VisionQuest Biomedical (E);
D. Ts’o, P
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked “
advertisement” in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Corresponding author: Daniel Ts’o, Department of Neurosurgery, SUNY Upstate Medical University, 750 E. Adams Street, Syracuse NY 13210;
[email protected].
The authors thank Mark Zarella, Dorothy Joiner, and Sandra McGillis for help with data collection and review of the manuscript.
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