Abstract
purpose. The authors characterized the natural history of a retinoschisin gene knockout (Rs1h-KO) mouse model and evaluated the long-term effects of retinal rescue after AAV(2/2)-CMV-Rs1h gene delivery.
methods. Full-field scotopic electroretinograms (ERGs) were recorded from 44 male hemizygous Rs1h-KO and 44 male wild-type (WT) C57BL/6J mice at six ages between 1 and 16 months. Retinal morphometry included outer segment layer (OSL) width, photoreceptor cell count, and grading of schisis cavity severity. One eye each of seven Rs1h-KO mice at age 14 days was injected with AAV(2/2)-CMV-Rs1h, and retinal histology and ERG findings at 14 months were analyzed.
results. The outer nuclear layer (ONL) of 1-month-old Rs1h-KO mice was disorganized but had nearly normal cell counts. The OSL was thinned, rod outer segments were misaligned, and abundant schisis cavities spanned the inner nuclear and outer plexiform layers in all retinas. ERG a- and b-wave amplitudes at this age were reduced by 33% and 50%, respectively. ERG and ONL cell numbers decreased further between 1 and 16 months, with unequal changes in the a- and b-waves with age. The a-wave reduction correlated well with the steady decline in ONL cell number, whereas a rapid decline in the b-wave and a (b/a-wave) ratio less than in WT were associated with increasing severity of schisis cavities at young ages. At 4 months, the cavities were maximal, but they coalesced and disappeared at older ages. The (b/a-wave) ratio was inversely correlated with cavity severity across all ages (r = −0.74; P < 0.0001; n = 22). Considerable heterogeneity was observed at each age in the ERG amplitudes and retinal morphology. Mice injected with AAV-Rs1h at 14 days showed considerable structural and functional rescue at age 14 months, including improved rod outer and inner segment integrity, less photoreceptor cell loss, and larger ERG amplitudes compared with untreated fellow eyes.
conclusions. The ERG of the Rs1h-KO mouse at early ages reflects disruption of photoreceptor and second-order neuron function. In mid to late ages, the ERG decline reflects primarily photoreceptor degeneration. The Rs1h-KO mouse is consistent with human clinical X-linked juvenile retinoschisis (XLRS) in showing schisis cavities, which affect primarily the b-wave, the regression of schisis cavities at older ages, and a considerable range in phenotypic severity across individuals. This mouse model also indicates the critical roll of RS-protein in photoreceptor survival consistent with decreased a-waves in some patients with XLRS. Long-term rescue of retinal morphology and function by AAV-Rs1h gene transfer may provide a basis for considering intervention in the homologous human XLRS condition.
X-linked juvenile retinoschisis (XLRS) causes juvenile macular degeneration in males and is characterized by structural changes in the retina, including microcystic changes in the macula and schisis or splitting within the inner layers of the peripheral retina (for reviews, see Sikkink
1 and Tantri
2 ). Recent evidence using ocular coherence tomography (OCT) shows that the intraretinal splitting can involve all retinal layers.
3 4 One hallmark of XLRS is an electronegative electroretinogram (ERG) response in which the b-wave is reduced disproportionately to the a-wave.
5 Although the manifestation of the phenotype is consistent, the severity is highly variable, even within families; hence, severity is not determined solely by the specific mutation.
6 7 8 XLRS is diagnosed at about the time patients reach school age, but some severe cases with nystagmus and bilateral bullous schisis cavities are present at birth.
The classical understanding of human retinoschisis posits a relatively stationary condition with minimally progressive clinical retinal changes with age: XLRS typically exhibits modest severity in patients at a young age, grows worse through the teenage years, and stabilizes in adulthood.
9 10 By the time the patient is 40 to 50 years old, the macular schisis becomes less obvious, but macular atrophy may occur in later age and cause additional visual failure. Complications of the disease can include vitreous hemorrhage and retinal detachment. Despite this, RS disease is not typically considered a progressive degenerative retinopathy, distinguishing it from retinitis pigmentosa.
The cause of the disease has been linked to mutations in the gene encoding retinoschisin, a 24-kDa secreted protein found in the retina
11 and pineal.
12 The retinoschisin molecule contains a conserved discoidin domain (DD)
11 and is a member of the DD family of proteins that are involved in cell adhesion and cell-cell interactions.
13 Retinoschisin is expressed in the mouse retina as early as postnatal day 1 (P1). During development, all retinal neurons express RS after differentiation, beginning with the ganglion cells, which are the first to mature, followed by neurons of each of the more distal layers.
14 From P14 onward, it is particularly strongly expressed in the outer half of the inner nuclear layer (INL) and by photoreceptor inner segment (RIS) but continues to be expressed in all classes of retinal neurons to a lesser degree even in adults.
The retinoschisin-knockout (
Rs1h-KO) mouse that we created, evaluated between 1 and 6 months of age, displays structural and functional features similar to those of human XLRS,
15 including the electronegative ERG waveform and splitting, or gaps, in the INL similar to so-called retinoschisis cavities. Similar retinal morphology was reported in an earlier study of a separate
Rs1h-KO mouse model at 2 months of age in which the ERG b-wave was greatly reduced, with relative sparing of the a-wave.
16 The histologic observations and the reduction in the b-wave greater than in the a-wave presented in both studies suggested an effect on bipolar cell function, perhaps because of the disruption of synaptic transmission at the photoreceptor/bipolar cell synapse in the absence of retinoschisin protein. Our
Rs1h-KO mouse also demonstrated displacement of cells from the photoreceptor nuclear layer (ONL) and reduced thickness of the outer segment layer by 6 weeks, but with a near normal ONL thickness out to 6 months.
15 The earlier study, in addition to reduced outer segment layer thickness, also showed some photoreceptor loss by 2 months of age that affected cones more than rods.
16 Neither study systematically looked at the progression of ERG or morphologic changes with age. Our previous study also showed that intraocular gene delivery using AAV(2,2)-CMV-
Rs1h injections into 3-month-old mice resulted in a return of the normal ERG waveform configuration by 6 months of age.
15 A somewhat longer term of treatment showed modest recovery of scotopic and more pronounced recovery of photopic ERG function to 5 months in mice injected with AAV5-mOP-
Rs1 at 15 days of age.
17
In the present study, we systematically evaluated the natural history of retinal structural and functional abnormalities in Rs1h-KO mice to 16 months of age and investigated the long-term effects of treatment using AAV(2,2)-Rs1h in Rs1h-KO mice. The results showed clear evidence of progressive changes in both the inner and the outer retina and a rough correlation between structural abnormality and functional impairment. Treatment with a single intravitreal injection of AAV(2,2)-RS at P14 (at 2 weeks age) greatly reduced the structural and functional loss of the retina in mice when they were evaluated at 14 months age.
Full-field scotopic ERGs were recorded from 44 male Rs1h-KO and 44 male WT C57BL/6 mice at six ages between 1 and 16 months. Recordings were obtained only once from each mouse. Mice were dark adapted for 12 hours before anesthesia with intraperitoneal administration of ketamine (80 mg/kg) and xylazine (4 mg/kg). The pupils were dilated with topical 0.5% tropicamide and 0.5% phenylephrine HCl. Mice were placed on a heating pad to maintain body temperature near 38°C. ERGs were recorded with gold wire loops placed on the cornea with a drop of methylcellulose after application of 1% proparacaine topical anesthetic. Gold wires were placed on the sclera at the limbus as the differential electrodes, and a ground wire was attached to the left ear. Scotopic ERG responses were elicited using single flashes from a Xenon discharge source (Grass Photic Stimulator PS33; Astro-Med Inc., West Warwick, RI) from −6.9 to +0.6 log cd · s/m2 in 0.5-log steps or with bright photostrobe flashes (model 283; Vivitar, Santa Monica, CA) from +1.4 to +2.4 log cd · s/m2. Stimuli were delivered in a Ganzfeld (full-field) sphere. Interstimulus intervals lasted 3 to 180 seconds, depending on stimulus intensity. A stimulus intensity range of −6.9 to +2.4 log cd · s/m2 was obtained using neutral density filters (Wratten; Eastman Kodak, Rochester, NY). Responses were amplified 5000 times and filtered using a 0.1-Hz to 1-kHz bandpass and a 60-Hz line-frequency filter (Grass CP511 AC amplifier; Astro-Med Inc.). A-waves were measured from the prestimulus baseline to the initial trough. B-waves were measured from the baseline or from the a-wave trough when present. Measurements were made on six to eight animals per age group.
Retinal morphology in
Rs1h-KO mice between 1 and 16 months of age showed two major pathologic changes. The most striking was the presence of many large cavities spanning the INL and OPL, reminiscent of the splitting in the retinal layers seen in OCT images of human XLRS retinas.
4 31 32 These cavities were maximal at 4 months but disappeared over approximately the next 8 months. In humans, macular schisis is often found during childhood and adolescence but can disappear in adulthood, leaving only a blunted macular reflex.
33 In
Rs1h-KO mice, no notable lasting effects of schisis cavity formation and collapse were observed at the light microscopy level except for the loss of a well-defined OPL and the presence of irregular INL boarders. No obvious cell loss occurred in the inner retina, though we did not conduct formal cell counts to confirm this. Others have also shown little or no cell death in the INL in another retinoschisis knockout mouse model up to 9 months of age.
34 The mechanism of disappearance of the cavities is not clear, but one possibility is that Müller cells eventually retract and pull the margins of the cavities together in a mechanism similar to scar formation.
A commonly used hallmark in the diagnosis of retinoschisis is a reduced (b/a-wave) ratio as a result of a larger reduction in the b-wave than the a-wave. This has been understood to result from schisis or splitting of the inner retinal layers preferentially affecting signals involved in b-wave generation.
5 35 36 The correlation between the severity of schisis cavities in the inner nuclear and outer plexiform layers and the decline in the b-wave in
Rs1h-KO mice supports this theory: between ages 1 and 4 months, when cavities were increasing, the b-wave declined rapidly; between 4 and 8 months, when cavity severity was decreasing rapidly, the b-wave amplitude remained steady; after 8 months, when inner retinal structure remained stable, the rates of b-wave and a-wave decline were similar, suggesting they were determined by the same process at that stage (photoreceptor degeneration). Because of the different rates of decline in the a- and b-wave of the
Rs1h-KO-mouse at different ages, the (b/a-wave) ratio changed considerably with age, as indicated in
Figure 3d . No clinical reports have thus far correlated the ERG changes with the degree of schisis by fundus imaging. However, a recent study shows a high incidence of lamellar schisis observed by OCT in XLRS across a broad extent of the retina, even though this was otherwise not evident on clinical examination. This could explain the apparent lack of correlation between ERG and the funduscopic appearance of schisis cavities in patients with XLRS.
3
A second prominent feature of the
Rs1h-KO mouse retinal morphology was the disruption and cell death in the photoreceptor layer.
16 34 We observed a progressive decline in ONL cell number between 1 and 16 months and in the OSL width after 4 months of age. Retinoschisin is highly expressed in rod inner segments
14 16 37 and is associated primarily with the outer leaflet of the RIS plasma membrane.
38 Furthermore, the photoreceptor RIS plasma membrane and the mitochondria of
Rs1h-KO mice have abnormal morphology at the electron microscopy level. That these changes could affect photoreceptor survival is not surprising. The a-wave amplitude decline correlated well with the reduction in ONL cell number, as has been found for other animal models with primary photoreceptor degeneration.
39 Some rodent models of retinitis pigmentosa also exhibit an increase in the (b/a-wave) ratio as rod degeneration progresses.
39 40 41 Consequently, one can infer that in the
Rs1h-KO mice, higher (b/a-wave) ratios at late stages reflect a predominance of photoreceptor degeneration over inner retinal changes at older ages. In human XLRS, photoreceptor degeneration, especially outside the macula, has not generally been considered a major component of the disease, but more recent reports of reduced a-waves indicate that photoreceptor degeneration may be more prevalent than previously thought.
42 43 44 45 46
In
Rs1h-KO mice, widespread photoreceptor loss and differences in the time course and distribution of schisis cavities may partially explain why their ERG waveforms differed from those of typical XLRS patients in lacking a truly “electronegative” ERG ([b/a-wave ratio] <1) and in showing a progressive reduction in overall ERG response and changes in the (b/a-wave) ratios with age. The lack of longitudinal studies of human XLRS with modern imagining techniques (OCT) makes it hard to determine whether schisis cavities are generally reversible in humans. However, clinical evidence indicates XLRS disease evolution and variability with age. Progression to macular atrophy increases with age and, conversely, causes apparent improved visual acuity in some individuals.
31 One of the authors (PAS) has observed variable courses of schisis cavity in patients with XLRS and has also observed regression or collapse of XLRS cavities in patients, which, as we have seen in this mouse model, may signal actual progression over time. Such cases of human XLRS cavity regression have also been noted by others (Rafael Caruso, personal communication, July 25, 2006).
33
Human XLRS can exhibit considerable variation within the same genotype and across ages.
6 42 We also observed large variations in the ERG and morphology in
Rs1h-KO mice within the same age groups and even within litters, as illustrated in
Figure 5 , suggesting this model replicates the inherent phenotypic variation seen in XLRS. Heterogeneity of the
Rs1h-KO retinal phenotype was also reported in a separate knockout mouse model.
16 This heterogeneity could help explain why we earlier reported a lack of significant progression of morphologic abnormalities between 1 and 6 months of age. The average maximal difference between age groups during this time period in cavity severity, cell count, and OSL thickness was approximately 30%. This degree of difference is within the range of individual variability seen in
Figure 5and by Weber et al.
16 In our previous qualitative sampling of randomly selected time points, these differences, especially if not linearly progressive (cavities and outer segment layer that increase and then decline), would not necessarily be seen as other than individual variability.
In mice, differences in genetic strain can have profound effects on the course of retinal degeneration.
47 Because these mice were backcrossed with the C57BL/6 strain for 4 generations rather than the 8 to 10 generations necessary to produce an essentially pure C57BL/6 background, it is possible that some of this phenotypic variability resulted from variability in genetic background. However, in our experience thus far, the phenotype and phenotypic variation in animals that have now reached 8 to 10 generations of backcross do not differ from animals in this study. Possible environmental factors contributing to the variability we observed in
Rs1h-KO mice could include light, diet, or stress, which should all be similar for littermates raised in the same cage. We hypothesize that there may be a critical period at a very early age, before the retina is fully developed, when some factor could set the outcome for further disease progression throughout life.
The range of genotype/phenotype variability between strains and the fact that some strains carry mutations that can themselves cause retinal degeneration
48 also had bearing on the choice of C57BL/6 mice as WT controls. We compared a group of six 20-month-old WT littermates of
Rs1h-KO mice with our 16-month-old C57BL/6 in this study and found similar amplitude and variation in ERG responses and comparable retinal morphology. ERG responses of the KO littermates of the WT mice were completely absent. We conclude that C57BL/6 mice are useful as WT controls for
Rs1h-KO mice and that genetic background alone does not cause an abnormal retinal phenotype.
Intravitreal injection of AAV-
Rs1h at 14 days in
Rs1h-KO mice produced substantial long-term rescue of structure and of ERG amplitudes and waveforms. In the best case, ERG function at 14 months, after vector gene delivery, was similar to that in 1-month-old untreated RS-KO mice. Treated eyes also had photoreceptor cell numbers at 14 months comparable to those in 1-month-old
Rs1h-KO mice and RIS and ROS even better organized than in 1-month-old
Rs1h-KO retinas. Thus, viral-mediated delivery and expression of RS can significantly slow the degeneration of photoreceptors over an extended time period and perhaps can even preserve the state of the retina that existed when viral gene expression was turned on. It takes several weeks for AAV-mediated
22 expression of gene product to reach substantial levels.
49 We evaluated treated eyes at advanced ages only when cavities in untreated eyes had already disappeared. Hence, we could not determine whether cavities were reduced by AAV-
Rs1h treatment. However, our earlier study of more acute rescue in adult mice
15 and that of another group,
17 showed recovery of the b-wave and preservation of the a-wave compared with fellow untreated eyes over a 2- to 3-month period after AAV-RS injection. Min et al.
17 also showed the disappearance of cyst-like structures in the retina viewed by a scanning laser ophthalmoscope 6 months after treatment. This indicates that AAV-
Rs1h treatment can reverse the effects of cavity formation and preserve photoreceptor cell loss when administered to the adult or developing retina by replacing deficient retinoschisin expression.
A possible confounding explanation for some photoreceptor rescue by AAV-
Rs1h is the previously reported effects of sham intraocular injection on retinal degeneration. Photoreceptor rescue by intravitreal or subretinal injection of saline, or even the insertion of a dry needle, was reported in light-damaged rats
50 and in RCS rats with inherited retinal degeneration,
51 possibly resulting from the release of diffusible growth and neurotrophic factors in response to injury.
52 However, the protective response to intravitreal injection of saline in the RCS rat was more limited in extent than the response to growth factors, which, as we have shown with AAV-
Rs1h in this study, was widespread throughout the retina.
51 Mice injected with neurotrophic factors also showed photoreceptor cell rescue from inherited degeneration compared with uninjected or saline-injected fellow eyes. The injury effect was not considered a significant component of this rescue
19 because sham injection did not produce photoreceptor protection in mice (Yasumura D, et al.
IOVS 1995;36:ARVO Abstract 252). Furthermore, the upregulation of neurotrophic factors in mouse retina in response to injury is lower than in rat.
53 Based on these results and on the duration of the treatment effect (16 months), it is unlikely that the extensive photoreceptor rescue in AAV-
Rs1h-treated eyes was a response to injury.
The treatment effect we observed was substantial but variable. This probably is partially related to factors affecting any viral-based gene delivery system, mainly those that affect the extent and strength of gene expression at the site where the protein is used. An additional factor in the Rs1h-KO mouse is the large degree of variability in the phenotype at any given time. Thus, the variability that we saw in the effect of treatment may also reflect the considerable differences that existed in the state of the retina in these four mice at an early age, before viral expression reached therapeutic levels. The degree of inner retinal disruption at the time of injection may also affect the extent of penetration of virus particles into deeper layers of the retina after intravitreal injection.
Treatment in the
Rs1h-KO mouse indicates efficacy of treatment with a viral vector expression system when no native WT or mutant protein is expressed. However, in human disease, this is rarely the cases because most mutations are thought to produce an abnormal protein. It has been suggested the expression of mutant protein in humans could reduce the efficacy of viral-mediated expression of WT Rs1 gene because of a dominant-negative effect.
1 The lack of a dominant-negative effect in female heterozygous carriers who secrete a mutant protein suggests there is at least no suppression of the extracellular function of WT RS protein because both would coexist outside the cell in these patients. However, it is unknown how the mutant protein would interact with normal retinoschisin protein or its expression inside the cell. Studies are under way to gain insight into this.
Recently, treatment of XLRS patients with topical dorzolamide, a carbonic anhydrase inhibitor, has shown promise in improving visual acuity in association with reduction in schisis cavities as observed by OCT.
54 Although this may produce short-term improvement, it is not expected to reduce the progressive photoreceptor degeneration that occurs in the
Rs1h-KO mouse and is becoming more widely recognized as a component of XLRS. However, it might have a role to play in combination with gene therapy by quickly reducing cavity size, which would aid the healing process by bringing tissue together, and by setting the stage for inducing RS protein expression by gene transfer to stabilize the retina over a longer term.
Supported by the National Institutes of Health Intramural Research Program through the National Institute on Deafness and Other Communication Disorders and the National Eye Institute.
Submitted for publication February 16, 2007; revised April 9, 2007; accepted May 29, 2007.
Disclosure:
S. Kjellstrom, None;
R.A. Bush, None;
Y. Zeng, None;
Y. Takada, None;
P.A. Sieving, None
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked “
advertisement” in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Corresponding author: Paul A. Sieving, National Eye Institute, National Institutes of Health, 31 Center Drive, Building 31, Room 6A03, MSC 2510, Bethesda, MD 20892-2110;
[email protected].
The authors thank Yunqing Wang, Maria Santos-Muffley, and Jinbo Li for their excellent technical assistance.
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