Abstract
Purpose:
To determine the response of retinal vessels to differing durations of flicker light (FL) stimulation.
Methods:
We recorded retinal arterial and venous vessel dilation to 12.5 Hz FL provocation of varying duration (5, 7, 10, and 20 seconds) in 12 healthy young individuals (age range, 26–45 years). All participants underwent a full ocular examination including IOP and blood pressure measurements.
Results:
Maximum dilation (MD) did not show a significant dependence on flicker duration in arteries, whereas maximum constriction (MC) did. In veins, however, MD significantly increased with flicker duration. Approximately 80% to 90% of MD in arteries is reached within 10 seconds of FL stimulation.
Conclusions:
The vast majority of arterial dilatory capacity is reached within 10 seconds of FL stimulation even though venous dilation continues strongly. Since MC of arteries shows a significant dependence on flicker duration, measurements at two different durations can provide more information about the retinal vascular system than at a single flicker duration alone.
Flicker light (FL) provocation is now a widely-established noninvasive means of assessing the autoregulation, endothelial function, and reactivity of retinal vessels by continuous measurement of retinal vessel diameters. Numerous groups have examined its potential for diagnostic applications in diabetes,
1–5 cardiovascular disease,
6,7 and glaucoma
8–10 (see Heitmar and Summers
11 for a review). Over time a standard protocol has emerged comprising 50 seconds baseline measurement (continuous illumination) followed by three cycles of 20 seconds, 12.5 Hz FL, and 80 seconds recovery (total measurement time = 350 seconds).
12 Prior to the introduction of this protocol, researchers have explored different FL frequencies in order to identify the flicker frequencies that lead to maximum vessel dilation
13 and found flicker frequencies in the range 4 to 16 Hz provoked strong dilatory responses in both arteries and veins.
In order to obtain a good measurement, clear media, good fixation, and maximum pupil dilation are mandatory. Where most of these conditions can be achieved, the total length of the measurement demands good compliance, which is especially difficult during FL provocation. Since the introduction of the “standard protocol” outlined above there has been no systematic effort to investigate the effects of varying duration of FL provocation. While some groups
1,14 use a 3–flicker-cycle protocol where each flicker cycle has a different duration (16, 32, and 64 seconds) the flicker frequency (8 Hz) and method of flicker provocation (flicker is spectrally distinct from measurement illumination) make the results difficult to compare with those obtained with the standard protocol where the flicker is obtained by completely interrupting the illumination at 12.5 Hz and a single duration is measured in one setting. An early study
15 compared flicker durations of 10 and 30 seconds but the protocol for each flicker duration was different; for FL durations of 10 seconds five cycles of flicker were separated by 80 seconds of baseline measurements, whereas for durations of 30 seconds only three cycles were measured and each cycle was separated by 120 seconds. Analysis was carried out on the vessel diameters averaged over the flicker cycles (three or five). Although there was a significant association between flicker duration and vessel dilation on average the maximum dilation of arteries increased by only 20% (2.2% above baseline diameter for 10 seconds to 2.6% above baseline diameter for 30 seconds), whereas the maximum dilation for veins increased by 75% (2.35%–4.15%). From visual inspection of the flicker profile it is apparent that during the FL provocation the retinal arterioles in most healthy subjects exhibit a 2-stage reaction. The first stage is an acute phase (5–10 seconds duration) where the vessel rapidly dilates, followed by a plateau phase (maintenance phase) where dilation barely increases at all (e.g., see dotted line in top panel of
Fig. 2). Upon flicker cessation the arteries rapidly constrict (to below the level of baseline) before more gently returning to the baseline level. In comparison to arteries, veins behave quite differently (see dotted line in bottom panel of
Fig. 2); they continue to dilate after flicker cessation and return much less rapidly to their baseline diameter without constricting below it. What remains unknown is the diameter profile after flicker cessation at much shorter flicker durations (e.g., 5 seconds). It follows that a shorter FL duration would suffice to evaluate the acute phase of retinal arterial dilation but would also allow evaluation of the recovery phase or return-to-normal, which may behave differently at shorter durations (e.g., arteries may not constrict below baseline diameter, which would likely be coupled with a lack of continued dilation in veins after flicker cessation).
The effects of FL provocation on retinal vessel dilation are usually assessed using the parameters extracted from the RVA device software (the maximum and minimum dilation post flicker onset). Additionally baseline diameter fluctuation (peak-to-trough amplitude prior to flicker onset), dilation amplitude (difference between maximum and minimum dilation), and time to reach maximum dilation can also be assessed and this set of five parameters is sometimes termed sequential diameter response analysis (SDRA)
16; though note other forms of analysis have been attempted.
9,17,18 The aim of this study was firstly to evaluate how FL duration affected the various SDRA parameters; for example, how is maximum dilation/maximum constriction affected by flicker duration? The second goal was to evaluate individual flicker cycles and assess the variability in SDRA parameters across flicker cycles in protocols of different FL duration.
Twelve healthy, young individuals (eight males; age range, 26–45 years) without systemic or ocular abnormalities were included in this study. Exclusion criteria were age less than 18 years, connective tissue disease, cancer, stroke, diabetes mellitus (DM), hypertension (HT; ratio of systolic (SBP) and diastolic (DBP) blood pressure, SBP/DBP > 140/90 mm Hg), atrial fibrillation (AF), stroke, history of any ocular disease, history of neurologic diseases associated with loss of visual function, or any type of ocular surgery. Ethical approval was obtained from Aston University Ethics Committee. Written informed consent was received from all individuals taking part in the study. This study has been designed and conducted in accordance with the Declaration of Helsinki.
Dynamic Retinal Vessel Assessment.
Sequential Diameter Response Analysis (SDRA).
The mean vessel profiles for each duration are shown in
Figure 2. For arteries (
Fig. 2, upper panel) there is an initial rapid dilatory phase lasting 5 to 10 seconds before dilatory response plateaus (20 seconds, blue dotted curve). There is no systematic difference in peak diameter (MD) between the different FL durations. Upon FL offset the return to baseline appears to proceed at the same rate regardless of FL duration, though peak constriction (MC) appears to increase with FL duration.
For veins (
Fig. 2, lower panel) there is an initial rapid dilatory phase lasting 5 to 10 seconds after which the dilatory response slows but still shows an increase (20 seconds, blue dotted curve). Peak diameter (MD) appears to increase with FL duration. Upon FL offset the return to baseline appears to proceed at the same rate regardless of FL duration. There is no evidence of any constriction in venous diameters below baseline diameter.
In general, increasing the duration of the FL increased arterial MC, DA, and RT (
Table 1;
Fig. 3). The statistical significance of these effects was explored with a series of 2-way (flicker duration × flicker cycle) repeated-measures ANOVA. There were significant main effects of flicker duration for arterial MC (
FD[3, 33] = 3.160,
P = 0.037,
η2 = 0.105), arterial DA (
FD[3, 33] = 6.098,
P = 0.002,
η2 = 0.161), and arterial RT (
FD[1.6, 18.1] = 23.880,
P < 0.001,
η2 = 0.362) but there was no significant main effect of flicker duration for arterial MD (
FD[2.2, 23.8] = 1.828,
P = 0.180,
η2 = 0.040). There was a significant main effect of flicker cycle for arterial MC only (
FC[2, 22] = 20.458,
P < 0.001,
η2 = 0.098). For arteries there were no significant interactions between flicker duration and flicker cycle for any of the measures tested.
To determine the source of these significant main effects a number of post hoc tests were performed. Pairwise comparisons indicated that the significant main effects of flicker duration on arterial MC, DA, and RT were driven by differences (P < 0.05) in the results between 20 seconds and two or more of the other durations. For arterial MC the significant effect of flicker cycle was driven by a significant difference between MC for the first cycle and the remaining cycles; arterial MC was significantly larger (P < 0.001) for the first cycle than either the second or the third.
Increasing the duration of the FL increased venous MD, DA, and RT (see
Table 2;
Fig. 4). The statistical significance of these effects was explored with a series of 2-way (flicker duration × flicker cycle) repeated measures ANOVA. There were significant main effects of flicker duration for venous MD (
FD[1.6, 17.9] = 10.159,
P = 0.002,
η2 = 0.249), venous DA (
FD[3, 33] = 12.984,
P < 0.001,
η2 = 0.279), and venous RT (
FD[3, 33] = 86.549,
P < 0.001,
η2 = 0.547). For veins there were no significant main effects of flicker cycle or any significant interactions between flicker duration and flicker cycle for any of the measures tested.
Post hoc tests indicated that the main effects of flicker duration for venous MD and DA were driven by the results for both 10 and 20 seconds FL being significantly larger than those of 5 and 7 seconds; for both venous MD and DA there was no significant difference between 5 and 7 seconds (P > 0.05) or 10 and 20 seconds (P > 0.05). Venous MD and DA, however, at 10 or 20 seconds were significantly different from that at 5 or 7 seconds (P > 0.05). For venous RT only 5 and 7 seconds were not significantly different from each other (P = 0.771).
For SDRA computed from the flicker-averaged readings there are statistically significant effects of flicker duration on arterial MC (
F[3, 33] = 4.880,
P = 0.006,
η2 = 0.307), arterial DA (
F[3, 33] = 7.915,
P < 0.001,
η2 = 0.418), and arterial RT (
F[1.6, 17.1] = 134.090,
P < 0.001,
η2 = 0.924). There was no statistically significant effect of duration for arterial MD (
F[3, 33] = 2.514,
P = 0.075,
η2 = 0.186). There were statistically significant effects of flicker duration on venous MD (
F[1.9, 20.5] = 7.598,
P = 0.004,
η2 = 0.409), venous DA (
F[2.0, 20.0] = 7.713,
P = 0.003,
η2 = 0.412), and venous RT (
F[2.0, 21.5] = 48.445,
P < 0.001,
η2 = 0.815). There was no significant effect of duration on venous MC (
F[3, 33] = 0.434,
P = 0.730), see
Table 3.
Table 3 Arterial and Venous Parameters (Averaged Across Flicker Cycles)
Table 3 Arterial and Venous Parameters (Averaged Across Flicker Cycles)
At durations of 5, 7, and 10 seconds arterial MD was, on average, 87%, 92%, and 78%, respectively, of that of MD at 20 seconds; the vast majority of arterial dilatory capacity is reached within 5 to 10 seconds. The dip in percentage at 10 seconds relative to 5 and 7 seconds is likely due to variability in the data rather than a real effect because the dip corresponds to less than 1% of arterial diameter and the SD of MD is approximately 2%.
In this work, we systematically investigated the effects of flicker duration on arterial and venous diameter response. The results confirm previous observations in humans
15 and animals
22 that most of the arterial dilation occurs within the first 10 seconds of stimulation. Additionally no significant increase in maximum dilation was found in arteries between flicker durations of 5, 7, 10, and 20 seconds. A significant increase in both dilation amplitude and maximum constriction was found for arteries. The maximum dilation and dilation amplitude for veins were found to significantly increase with increasing flicker duration. Although there has been prior research aimed at determining the best FL frequency,
13 effects of illumination,
15 and some comparison between two flicker durations
15 there has, as far as we know, been no systematic effort made to examine the effects of shorter FL durations and hence the time-course of retinal vessel dilation and constriction due to FL provocation as a function of FL duration.
Although we found no significant effect of FL duration on arterial MD in our sample and the effect size was small (η2 = 0.04) it is likely that in a much larger sample a significant effect would have been found since for the flicker profile averaged over three cycles the effect size was larger (η2 = 0.186). This, however, does not detract from the main finding that the majority of arterial dilation occurs by 10 seconds, which would likely be confirmed by studies on larger samples given that there appears to be no increase in variance in the SDRA parameters with decreasing flicker duration. One participant of extremely slight build had low blood pressure (SBP/DBP = 87/49 mm Hg). As the effects of low blood pressure alone on retinal vessel reactivity are unknown we reran the statistical analysis without this participant's data and there was no change in the statistical significance of any of the effects.
That the vast majority of arterial dilation occurs within 5 to 10 seconds of FL onset in healthy vessels has many important consequences for clinical work. Previous work that has attempted to stratify vascular diseases based on retinal vessel reactivity has had limited clinical use
11 because although reduced retinal vessel reactivity has been found in, for example, glaucoma
8–10 or coronary artery disease
7 there is often substantial overlap in SDRA parameters between healthy and clinical populations and stratification is only possible at a (large) group level. This is likely because 20 seconds of provocation begins to saturate the arterial response in both healthy and clinical groups reducing parametric differences between the vessel reactions. The parametric measurements currently available are also extremely limited and alternatives to SDRA, such as area-under-curve analysis
9 and spectral analysis
17,18 are much less established and seem to show similar degrees of overlap between clinical groups. A comprehensive functional or descriptive model of the entire vessel reaction process to FL provocation is lacking but would likely provide better means of assessing the reaction profile in different clinical groups. Even if such a model is developed measuring at two flicker durations (e.g., 7 and 20 seconds) with three cycles each may be a better approach than measuring a single duration that begins to saturate the arterial reaction. However, some patients can struggle to maintain fixation during 20 seconds of FL provocation so measurements taken at a shorter duration only may provide better quality data; though the advantages of taking measurements at a single shorter FL duration must be balanced against the loss of information that might otherwise be gleaned from longer FL durations. The results presented here show that it is possible to obtain reliable reactions to short duration FL provocation in healthy subjects (note there is no suggestion of increased variance in SDRA measures as a function of decreasing flicker duration, see
Tables 1 and
2), but whether the same is true for patients is an open question.
Our results show for the first time that although there are differences in some SDRA parameters for veins and arteries as FL duration increases this is not universal and, in particular, the vast majority of the retinal arterial dilatory capacity appears to be reached in 5 to 10 seconds. Furthermore, with the exception of RT we find no significant differences between flicker durations of 10 and 20 seconds. While the data for the four flicker durations provides sufficient evidence that arterial vessel dilation to FL stimulation has begun to saturate within approximately 10 seconds, venous dilation increases more strongly with increasing FL duration. In order to gain further insight into the dilatory response we ran a single cycle of 50 seconds FL duration on a subset of seven individuals who volunteered to return. This experiment (see
Supplementary Material) revealed that in our subgroup arterial saturation has occurred well within 50 seconds FL duration since arterial MD (5.2%) occurred well before the end of flicker offset (RT = 33.1 seconds). Venous RT was, however, 42.1 seconds, indicating that veins continued to dilate even after arterial dilation had saturated. The difference between the arterial and venous RT could be due to the differences in anatomical structure between the two vessel types. Arterioles have thicker more muscular and contractile walls compared with those of venules, therefore they are actively involved in regulating vascular tone and blood flow. Venules lack this contractility and have a more passive role in the vascular system that is characterized by the delay in dilatory response in comparison with arteries (i.e., pulse delay
23 and longer reaction times).
6 During prolonged FL stimulation arterial dilation saturates but metabolic demand is sustained and blood flow increases. If this increase in blood flow cannot be achieved by arterial vessel dilation (blood flow is dependent on lumen size and blood velocity) then blood velocity in the arteries must increase (e.g., work by Michelson and colleagues
24 reveals increased blood velocity in arteries during FL provocation). There is indirect evidence for this hypothesis from our results at FL durations of 50 seconds where venous RT (42.1 seconds) is much greater than arterial RT (33.1 seconds) indicating that the venous system is still draining more blood despite the arterial diameter saturation.
In conclusion, MD of retinal arteries for shorter FL durations (≤10 seconds) is approximately 80% of MD for 20 seconds FL duration and in our sample there was no significant effect of FL duration. The results from a subset of seven subjects at 50 seconds FL duration indicate that arterial diameter saturates at approximately 30 seconds (RT = 33.1 seconds). We did, however, find a robust significant effect of FL duration on arterial MC. In contrast with arteries we found a significant effect of FL duration on venous MD. Between-flicker-cycle differences in arterial MC underline the importance of analysing individual flicker cycles rather than their average in case they are not comparable.
Portions of this work have been presented at the annual meeting of the Association for Research in Vision and Ophthalmology, Fort Lauderdale, Florida, United States May 6–9, 2012 and EVER, Nice, France, October 10–14, 2012.
Disclosure: R. Heitmar, None; R.J. Summers, None