Abstract
Purpose:
To evaluate structure and function of macular retinal layers in nonhuman primate (NHP) experimental glaucoma (EG).
Methods:
Twenty-one NHP had longitudinal imaging of macular structure by SDOCT, 16 also had recordings of function by multifocal ERG. The average thickness over 15° was derived for seven individual SDOCT layers: macular nerve fiber layer (m-NFL), retinal ganglion cell layer (RGCL), inner plexiform layer (IPL), inner nuclear layer (INL), outer plexiform layer (OPL), outer nuclear layer+inner segments combined (ONL+IS), and outer segments (OS). Peripapillary RNFL thickness (ppRNFLT) was measured from a single circular B-scan with 12° diameter. Responses to a slow-sequence multifocal ERG (mfERG) stimulus (7F) were filtered (at 75 Hz) into low- and high-frequency components (LFC, HFC).
Results:
At final follow-up, significant structural loss occurred only in EG eyes and only for ppRNFLT (−29 ± 23%), m-NFL (−17 ± 16%), RGCL (−22 ± 15%), and IPL (−19 ± 14%); though there was also a small increase in OPL (+6 ± 7%) and ONL+IS (4 ± 4%) and a similar tendency for INL. Macular structural loss was correlated with ppRNFLT only for the NFL, RGCL and IPL (R = 0.95, 0.93 and 0.95, respectively, P < 0.0001). Significant functional loss occurred only for HFC and N2 in EG eyes. Significant longitudinal structure–function correlations (P < 0.01) were observed only in EG eyes and only for mfERG HFC and N2: HFC was correlated with ppRNFLT (R = 0.69), macular NFL (R = 0.67), RGCL (R = 0.74), and IPL (R = 0.72); N2 was correlated with RGCL (R = 0.54) and IPL (R = 0.48). High-frequency components amplitude change was inversely correlated with outer retinal thickness change (= −0.66).
Conclusions:
Macular structural and functional losses are correlated and specific to ganglion cells over a wide range of EG severity. Outer retinal changes are likely due to inner retinal loss.
The extent to which outer retinal changes occur in human glaucoma and in experimental glaucoma (EG) models remains a controversial matter. One early anatomical study found approximately 23% reduction of nuclei in the photoreceptor (outer nuclear) layer within the central 20° of human eyes enucleated for relief from painful traumatic secondary angle-closure glaucoma.
1 In contrast, Kendall et al.
2 found no photoreceptor loss in human donor eyes with a history of POAG. Another anatomical study by Lei and colleagues
3 found no difference for outer nuclear layer cell counts overall, but up to 7% loss in the mideripheral retina that was spatially related to retinal ganglion cell (RGC) loss in human donor eyes with a history of POAG compared with age-matched control eyes. Nork and colleagues
4 reported “rare, patchy cone and rod losses” in glaucomatous human eyes and photoreceptor “swelling” based on subjective ratings by two of three observers. In a study of nonhuman primates (NHP) with end-stage EG in which RGC counts were reduced by greater than 80%, there was a reduction of parafoveal cones of only 3.5%.
5 Similarly, Frishman and colleagues
6 found little or no histologic evidence of abnormalities distal to the RGC layer in a study of NHP EG.
Function of the outer retina has been studied in human glaucoma using the electroretinogram (ERG, for a thorough review, see Holopigian et al.
7). Velten and colleagues
8 reported that the amplitudes of scotopic ERG A-waves were reduced by approximately 30% in human patients with advanced, long-standing glaucomatous damage (mixture of primary, secondary, and low-tension glaucoma) as compared with controls that were, on average, approximately 13 years younger. Mitigating the age difference between study groups, Velten et al.
8 also showed that inter-ocular differences in A-wave amplitude were related to interocular differences in visual field damage. In contrast, Holopigian et al.
7 applied more advanced analyses to scotopic and photopic ERG A-waves and found no evidence of abnormal photoreceptor function in POAG.
Despite the fact that optical coherence tomography (OCT) has existed for well over a decade, enabling cross-sectional views and quantitative analysis of retinal anatomy, very few studies have evaluated the outer retina in glaucoma.
9 Using Fourier-domain OCT (FD-OCT), Wang and colleagues
10 evaluated individual retinal layer thicknesses across the macula in human eyes with a range of glaucomatous visual field damage. They found an expected reduction in the thickness of the macular retinal nerve fiber layer (RNFL) and in the combined thickness of the RGC layer plus the inner plexiform layer (IPL), which were generally related to local visual field sensitivity, but no loss of outer retinal thickness.
10 Interestingly, an earlier study by Ishikawa and colleages
11 using time domain OCT also found reduced thicknesses of macular inner retinal layers in glaucoma, but a 7% increase in the thickness of the “outer retinal complex” (combined thickness of the outer nuclear layer, inner and outer segments (IS/OS) of the photoreceptor layer). In a study using a combination of state-of-the-art adaptive-optics (AO) ultrahigh resolution FD-OCT and an AO-flood-illuminated fundus camera, Choi and colleagues
12 found that in areas where visual sensitivity was reduced from long-standing glaucoma, there were patchy dark areas within the otherwise regular cone photoreceptor mosaic, suggesting local loss of cones. These areas of reduced cone reflectivity observed in images from the AO-fundus camera corresponded to regions where measurements made by AO-FD-OCT revealed that the average length of cone OS was shortened and the variability increased.
12 Choi et al.
12 thought that shortening of cone OS could explain the patchy loss of cone density observed in the en face mosaics imaged by the AO-fundus camera, but also that “swelling” of cone OS could disrupt their waveguide properties and produce the same phenomenon. However, these findings are not specific to glaucoma as the same group demonstrated in several other forms of optic neuropathy whenever longstanding visual field loss was present.
13
Perhaps because reliable segmentation of the numerous individual retinal layers visible in OCT scans is labor intensive, even fewer studies have evaluated outer retinal structure in EG models. Guo and colleagues
14 found a small decrease in RNFL thickness 3- and 8-weeks after chronic IOP elevation was induced unilaterally in rats, but they found no change in IPL thickness and a substantial progressive reduction of outer retinal thickness over that same period. In a study of NHP EG, Luo and colleagues
15 showed that localized measurements of macular inner retinal thickness (combined RGC+IPL) were modestly correlated to multifocal ERG measurements of RGC function in corresponding retinal locations but they did not evaluate outer retinal layers in that study. We have also recently reported that multifocal ERG measurements of RGC function averaged over wider spatial areas are correlated to both peripapillary RNFL thickness measurements made by OCT and to complete axon counts from the retrobulbar optic nerve in NHP EG.
16 In that study we found that other features of mfERG responses thought to reflect function of outer and middle retinal layers were not correlated to either peripapillary RNFL thickness or axon loss.
16
Our purpose here was to measure macular retinal thickness layer-by-layer using longitudinal spectral-domain OCT (SDOCT) scans in NHP EG and compare those results to inner and outer retinal function measured in the macula by multifocal ERG.
The subjects of this study were 21 rhesus macaque monkeys (Macaca mulatta), 17 female and 4 male. At the start of study, their average age (±SD) was 11.3 ± 8.0 years, ranging 2.8 to 26.6 years and average weight was 6.0 ± 1.3 kg (range, 4.2–8.6 kg). This study was carried out in strict accordance with the recommendations in the Guide for the Care and Use of Laboratory Animals of the National Institutes of Health (Bethesda, MD, USA) and were approved and monitored by the Institutional Animal Care and Use Committee (IACUC) at Legacy Health (USDA license 92-R-0002 and OLAW assurance A3234-01). All experimental methods and animal care procedures also adhered to the ARVO Statement for the Use of Animals in Ophthalmic and Vision Research.
All experimental procedures began with induction of general anesthesia using ketamine (10–25 mg/kg IM) in combination with either xylazine (0.8–1.5 mg/kg IM), or midazolam (0.2 mg/kg IM), along with a single injection of atropine sulphate (0.05 mg/kg IM). Animals were then intubated with an endotracheal tube to breathe a mixture of 100% oxygen and air in order to maintain oxyhemoglobin saturation as close to 100% as possible. During ERG retinal function testing anesthesia was maintained using a combination of ketamine (5 mg/kg/hr IV) and xylazine (0.8 mg/kg/hr IM). In some cases, a constant rate infusion (1.2–3.0 mg/kg/hr) was used for IV ketamine delivery after a loading dose of 3.0 to 8.0 mg/kg. For all SDOCT imaging sessions anesthesia after initial induction was maintained using isoflurane gas (1%–2%) mixed with 100% oxygen and delivered via endotracheal tube. For SDOCT imaging, a clear, rigid gas permeable contact lens filled with 0.5% carboxymethylcellulose solution was placed over the apex of each cornea. In all sessions, IV fluids (lactated Ringer's solution, 10–20 mL/kg/hr) were administered via the saphenous vein, vital signs were monitored throughout and recorded every 10 to 15 minutes, including, heart rate, blood pressure, arterial oxyhemoglobin saturation, endtidal CO2, and body temperature; body temperature was maintained at 37°C, heart rate above 75 per minute and oxygen saturation above 95%.
None of the structural parameters changed significantly between the first and second baseline time points in either EG or control eye groups (
Table 1). There were also no significant differences between the average baseline values and the values at the final time point in control eyes (
Fig. 4). In contrast, several structural parameters exhibited significant change between baseline and the final follow-up time point in the group of EG eyes as shown in
Figure 4A. Longitudinal change for peripapillary RNFL thickness in EG eyes ranged from −2.5% to −78.3% (mean ± SD: −29.0 ± 23.4%,
P < 0.0001). This represents a very wide range of EG severity, nearly the entire dynamic range of this parameter. For reference, the range of ONH neuroretinal rim thinning at the final time point in this group of 21 EG eyes measured using the OCT parameter minimum rim width (MRW)
36,37 was −4% to −89% relative to the baseline values. In this study, RNFL thickness is used as the metric of EG severity since it is more strongly correlated with complete optic nerve axon counts,
38 has lower measurement noise,
38 and has higher longitudinal signal-to-noise ratio than MRW or minimum rim area (MRA).
39
Table 1 Average Thickness Values (μm) for Each Parameter at Each Time Point (±SD)
Table 1 Average Thickness Values (μm) for Each Parameter at Each Time Point (±SD)
There was also significant loss of thickness for macular inner retinal layers in EG eyes, including the m-NFL (−16.5 ± 15.9%, P = 0.0001), RGCL (21.7 ± 15.1%, P < 0.0001), and IPL (−18.5 ± 13.9%, P < 0.0001). However, we also observed a small but significant increase from baseline in EG eyes for the thickness of the OPL (5.8 ± 6.6%, P = 0.001) and the ONL+IS (4.1 ± 3.8%, P = 0.0003), but no significant change for the INL (P = 0.05) or OS thickness (P = 0.15).
We used the pairwise (intraeye) differences between the first and second baseline to calculate the repeatability coefficient for each parameter, and thus determine how many of the individual eyes exhibited significant change (
P < 0.05) at the final time point. These results are listed in
Table 2, which shows that 90% of the EG eyes had a significant reduction of peripapillary RNFL thickness, while a smaller proportion lost a significant amount of thickness of macular inner retinal layers. The data in
Table 2 also show that nearly half of the EG eyes exhibited a significant increase in macular ONL+IS thickness.
Table 2 Proportion of Eyes Exhibiting Significant Longitudinal Structural Change From Baseline
Table 2 Proportion of Eyes Exhibiting Significant Longitudinal Structural Change From Baseline
Macular inner retinal layer losses were strongly correlated with loss of peripapillary RNFL thickness as shown in
Table 3. However, there was a significant inverse correlation between longitudinal changes for three of the four middle and outer retinal layers measured in the macula (INL, OPL, and ONL+IS) and the magnitude of peripapillary RNFL thickness loss. These data show that the relative degree of thickening in the INL, OPL, and ONL+IS is related to the severity of glaucomatous damage as indicated by thinning of the peripapillary RNFL.
Table 3 Longitudinal Structure–Structure Correlations: Macular Layer Thickness Change From Baseline Versus Peripapillary RNFLT Change From Baseline (Peripapillary RNFLT Serving as Measure of EG Severity)
Table 3 Longitudinal Structure–Structure Correlations: Macular Layer Thickness Change From Baseline Versus Peripapillary RNFLT Change From Baseline (Peripapillary RNFLT Serving as Measure of EG Severity)
Given the moderately strong inverse correlations between individual outer retinal layer thickness changes and peripapillary RNFL thickness loss, it was not surprising to find a significant inverse correlation between changes in the combined outer retinal thickness (INL boundary to the cone outer segment tips, COST line) and overall EG damage severity measured by peripapillary RNFL thickness (
R = −0.56,
P = 0.0001,
Fig. 5A). There was also a significant inverse correlation between changes in the combined outer retinal thickness and combined inner retinal thickness (m-NFL, RGCL, and IPL;
R = −0.57,
P < 0.0001,
Fig. 5B). For reference, the combined outer retinal thickness in EG eyes had increased by 4% over their baseline average (
P = 0.0001) and was 5% thicker than the fellow control eyes at the final time point (
P < 0.0001).
In this study we used SDOCT scans arranged in a dense radial pattern centered on the fovea to measure longitudinal changes in the thickness of individual retinal layers in a NHP model of EG. We observed predictable losses of macular inner retinal layers (m-NFL, GCL, and IPL) that were proportional to loss of peripapillary RNFL thickness, which is itself closely correlated to glaucomatous loss of axons from the orbital optic nerve.
16,38,40,41 We also found that thickness losses of macular inner retinal layers were correlated with loss of RGC-specific measures of function from the mfERG, similar to the results recently published by Luo and colleagues.
15
However, this study was also focused on the outer retina, where we found little evidence of glaucomatous functional loss but an increased thickness of outer retinal layers (OPL and the combined ONL+IS) in EG eyes. Indeed, nearly half of the EG eyes exhibited a significant increase in macular ONL+IS thickness. Moreover, despite being a relatively small effect (∼4%–5%, on average), the degree of longitudinal outer retinal thickness increase was related to the severity of glaucomatous inner retinal damage, loss of peripapillary RNFL thickness, and loss of RGC function (mfERG HFC).
Very few studies have evaluated outer retinal layer thicknesses in human glaucoma. Wang and colleagues
10 found no loss of outer retinal thickness in their study. However, consistent with the results of our study, Ishikawa and colleages
11 reported a 7% increase in the thickness of the “outer retinal complex” (combined thickness of the outer nuclear layer, inner, and outer segments of the photoreceptor layer). And although another study by Tan et al.
42 did not specifically report results for outer retinal thickness, one can infer from their results that macular outer retinal thickness was probably increased in glaucoma compared with controls because total macular retinal thickness provided poor discrimination despite clearly detectable inner retinal loss. One possible explanation for such results might be that the Müller cells could act as a scaffold to maintain retinal thickness to a degree (between the ILM and ELM) even while some of the layers collapse and so other layers may “spread” to fill the void. A similar mechanism has been suggested by Hood and colleagues
43 to explain their findings of increased RNFL thickness in patients with photoreceptor loss from retinitis pigmentosa.
Our finding of increased outer retinal thickness might also be consistent with results of Nork et al.,
4 who reported photoreceptor “swelling” in human glaucoma and in NHP EG. However, it is important to note that the difference between glaucomatous and control eyes reported by Nork et al.
4 was driven largely by 15 more glaucomatous eyes than control eyes in the group rated as “grade 3” (most swelling, see their Fig. 7) but it was never specified whether those 15 eyes were also among the oldest of all eyes studied (see
Fig. 5 in Nork et al.
4) and/or if those were the eyes with the longest duration of autolysis (see Fig. 6 in Nork et al.
4). Both factors could have contributed to the outcome and neither factor was well balanced between glaucomatous and control samples.
Choi et al.
12 mentioned that while photoreceptor “swelling” could explain the patchy loss of cone density observed in the en face mosaics imaged by their AO-fundus camera, they also provided direct evidence from AO-ultrahigh resolution FD-OCT measurements to support the conclusion that shortened cone outer segments were contributing to the effect on the en face mosaic. We found no evidence that outer segments were shortened, at least not on average, in NHP eyes with a wide range of glaucomatous damage. However, our segmentation process aimed to bisect the COST reflectivity band (i.e., to identify the center of that peak in the longitudinal reflectivity profile) rather than to identify its anterior boundary, so it is possible that we could not detect subtle localized OS shortening as reported by Choi and colleages
12 in glaucoma and other optic neuropathies.
13 The relatively thick and continuous COST band imaged in the macula by commercially available SDOCT such as we used in this study is thought to be produced by lateral blurring of the otherwise discrete points associated with individual cone OS tips, which are resolvable only by AO-OCT.
12,13,21 Thus, taken together, it appears there may be some subtle effects on the outer retina in glaucoma (and other optic neuropathies) that may best be explained by changes occurring after long-standing loss of inner retinal elements. It should also be noted that this conclusion is contrary to findings reported in a rodent model of EG.
14
There are several limitations to this study, which may be important to consider. First, there is a mismatch between the areas used to obtain spatially averaged parameters of macular structure (15°) and function (30°) as well as a mismatch between each of those and the measure of glaucomatous damage severity we used (total average peripapillary RNFL thickness). Thus, it is possible that structure–structure and/or structure–function correlations might be even stronger than what we found in this study. However, Luo and colleagues
15 did analyze structure–function correlations based on more localized regions of inner retinal layers, but they reported generally lower correlation coefficients than what we found in similar comparisons. This might mean that the variability of parameters increases as measurement areas become more localized, and thus detracts from the apparent correlation strength. Since we had access to 30° of macular structural data in the majority of animals (14/21), we compared results based on 30° scans to those reported here for 15° scans and found no differences at all (
N = 14, data not shown). This may reflect the fact that damage in this NHP model of EG is generally more diffuse than localized. Nevertheless, we intend in future studies to use dense raster-based scans of the macula to carefully determine individual structure–function maps for each eye based on axon bundle paths and use those to outline sectors for more localized comparisons.
Another limitation of this study is that it was based on data from only the baseline and final time points. It would be interesting to know when the outer retinal changes manifest during the longitudinal course of well-documented progression of inner retinal damage in each eye. Because the manual correction of image segmentations is extremely time consuming at present, detailed analysis of the longitudinal time course in each eye will require extensive additional work.
In summary, we found that macular retinal structural and functional losses are correlated and specific to RGCs over a wide range of EG severity. We also found that there was a small but significant increase of outer retinal layer thicknesses, which may represent “spreading” to fill the void of inner retinal loss. However, we did not find evidence of OS shortening (i.e., there was no change in the distance between the IS/OS junction and the COST line).
The authors thank Galen Williams, Christy Hardin, and Luke Reyes for their expert technical assistance during data collection.
Supported by grants from the National Institutes of Health (Bethesda, MD, USA) R01-EY019327 (BF), R01-EY011610 and R01-EY021281 (CFB), Legacy Good Samaritan Foundation (Portland, OR, USA), and Heidelberg Engineering, GmbH (Heidelberg, Germany; equipment and unrestricted research support).
Disclosure: L.J. Wilsey, None; J. Reynaud, None; G. Cull, None; C.F. Burgoyne, Heidelberg Engineering, (F, C, R), GmbH (F, C, R); B. Fortune, None