Abstract
Purpose:
To compare corneal biomechanical properties after in vivo and ex vivo cross-linking (CXL) using rose bengal–green light (RGX) or riboflavin-UVA (UVX).
Methods:
Corneas of 30 rabbits were treated in vivo by the two CXL modalities monolaterally (Group 1) or bilaterally (Group 2). Rabbits in Group 1 were euthanized 1 month after treatments and in Group 2 two months after treatment. Ex vivo CXL was also performed. Eyes were measured by Scheimpflug air puff corneal deformation imaging (Corvis ST) under constant IOP. Corneal deformation parameters were assessed. Inherent corneal biomechanical properties were estimated using inverse finite element modeling.
Results:
Peak to peak distance decreased 16% 2 months after RGX, and 4% and 20% 1 and 2 months after UVX, respectively. The equivalent Young's modulus (Eeq) increased relative to the control during the post treatment period for both RGX and UVX. The Eeq increased by factors of 3.4 (RGX) and 1.7 (UVX) 1 month and by factors of 10.7 (RGX) and 7.3 (UVX) 2 months after treatment. However, the Eeq values for ex vivo CXL were much greater than produced in vivo. The ex vivo Eeq was greater than the 1-month in vivo values by factors of 8.1 (RGX) and 9.1 (UVX) and compared with 2 month by factors of 2.5 (RGX) and 2.1 (UVX).
Conclusions:
These results indicate that corneal stiffness increases after CXL, and further increases as a function of time after both RGX and UVX. Also, while biomechanical properties determined after ex vivo CXL are indicative of corneal stiffening, they may not provide entirely accurate information about the responses to CXL in vivo.
Corneal shape, and therefore optical function, is compromised in certain diseases that mechanically weaken corneal structure (e.g., keratoconus) or by iatrogenic ectasia after certain corneal refractive procedures. Corneal cross-linking (CXL) is generally accepted and frequently used clinically to treat keratoconus and also to strengthen the cornea after LASIK.
1 In conventional CXL (the so-called Dresden protocol), the cornea is de-epithelized, instilled with the photo-initiator 0.1% riboflavin (RF) in 20% dextran solution intermittently for 30 minutes, then irradiated with UVA light (366 nm, 3 mW/cm
2) for 30 minutes. Alternative CXL procedures using UVA (UVX) have been developed in order to decrease the treatment time by increasing the light irradiance,
2,3 to avoid the de-epithelialization (epi-off treatment), or to avoid corneal thinning by using hypo-osmolar RF solutions.
4,5 However, in this study, we studied the effects of the conventional Dresden protocol, which complies to the method approved by the Food and Drug Admiration and was followed in previous studies on UVX in rabbits.
6–10
Recently another CXL method has been proposed that uses rose bengal (RB) as the photosensitizer and green light (532 nm) and is termed RGX.
11,12 The photochemical process initiated by RGX had previously been used to create covalent bonds between collagen molecules on two different surfaces for attaching a bandage to the corneal surface,
13 to sealing skin wounds,
14 and photobonding an intraocular lens to the interior of the lens capsule.
15 The effect of RGX on the corneal biomechanics has been demonstrated by strip extensiometry,
11,12 by Brillouin microscopy
16 and in whole-eye globes by air puff deformation measurements and inverse mechanical modeling.
6 The corneal stiffening produced by RGX occurs closer to the anterior surface than stiffening by UVX because penetration of RB into the stroma is limited by its strong association with collagen. Within the cross-linked regions, RGX decreased elasticity to a greater extent than UVX in an ex vivo study.
6
The efficacy of CXL for stiffening the cornea has been demonstrated in most cases by biomechanical testing using techniques such as uniaxial tensiometry on corneal strips, which is necessarily restricted to ex vivo measurements.
10,17–19 On the other hand, clinical attempts to measure corneal mechanical properties are still subject to validation and cannot yet be used to evaluate CXL-induced changes in cornea stiffness. Air-puff deformation imaging is a promising technique to obtain corneal mechanical properties in vivo, although these systems are still marketed as clinical tonometers. One of the most well-known types is the Ocular Response Analyzer (ORA; Reichert, Inc., Depew, NY, USA), which uses an electro-optical collimation detector to monitor the deformation of the cornea due to an air pulse.
20 Besides the IOP, ORA provides some biomechanics-related values (e.g., corneal resistance factor); however, its relation to Young's modulus or any other mechanical measures remains unknown. Air-puff optical coherence tomography (OCT)
7 and Corvis ST (Oculus, Wetzlar, Germany)
6,21 use a controlled air puff and spectral OCT imaging or an ultra-high speed Scheimpflug camera, respectively, to capture the corneal dynamic deformation. We have recently shown that it is possible to reconstruct corneal inherent mechanical parameters from corneal deformation imaging using inverse optimization.
6 In a recent study, Bekesi et al.
22 demonstrated the validation of this technique on hydrogel model corneas and porcine corneas. Inherent material parameters were reconstructed from air puff deformation imaging and inverse optimization modeling that matched those obtained on the same samples using uniaxial extensiometry.
Clinical studies evaluating the effect of CXL on keratoconic patients using air-puff techniques offer conflicting conclusions on the effect of CXL on the measured parameters. Greenstein et al.
23 found no significant improvement in biomechanics 1 year after CXL using ORA. De Bernardo et al.
24 measured 57 eyes by ORA before and during a 24 month follow-up after CXL. However, results showed no significant changes in the so-called corneal hysteresis and corneal resistance factor deformation parameters. It is likely that these controversial results arise from the dependence of the corneal deformation parameters on other factors, such as IOP, corneal thickness, and corneal shape. Thus, there is a real need for estimating the material properties of cornea in isolation.
Many ex vivo experimental studies have demonstrated an increase in corneal stiffness following both UVX and RGX on rabbit, porcine, bovine, and human corneas.
11,18,19,25 We have recently reported
6 corneal mechanical properties (elasticity constants and time constants, as well as an equivalent Young's modulus) in rabbit corneas treated with UVX and RGX obtained from applying our inverse optimization method
26 to air-puff corneal deformation imaging data. In this and most previous studies, the treatments were performed ex vivo and measurements of the corneal mechanical properties were assessed immediately after treatment. However, hydration is of utmost importance in corneal biomechanical tests. In standard CXL the modulation of hydration produced by the hypo-osmolar RF solution may interfere on the outcomes of mechanical measurements, as those have been shown to depend on hydration.
27 For example, several studies have found that the observed structural changes (fibril diameter and interfibrillar spacing) after immediate CXL of postmortem human corneas were more likely a consequence of treatment-induced changes in tissue hydration rather than cross-linking.
28 Some results are available from evaluation of corneal microstructure and histology in corneas following CXL in vivo in experimental models (usually rabbits). In this study, we measured the biomechanical changes 1 and 2 months after the treatments, ensuring that both the temporary dehydration during the treatment and the postmortem hydration are ruled out.
However, corneal mechanical measurements following in vivo CXL, which represent a more realistic clinical situation, are uncommon. Kling et al.
9 used two-dimensional flap extensiometry to assess corneal deformation of corneal flaps (of different depths) to increased IOP, 1-month after UVX in rabbits. Zhu et al.
12 used uniaxial tensiometry to measure stiffness and Young modulus 1 and 28 days after RGX in rabbits.
This study was designed to compare the effects of in vivo versus ex vivo CXL on biomechanical properties using a noninvasive imaging technique, air-puff Scheimpflug corneal deformation imaging and inverse modeling to estimate the inherent corneal mechanical properties. Two CXL modalities, namely UVX and RGX, were used for this evaluation because of the differences in the spatial distribution of the crosslinks. Eyes treated in vivo were examined 1 and 2 months post surgery and the results compared with ex vivo–treated eyes.
Thirty New Zealand rabbits were used. The rabbits received unilateral or bilateral CXL treatments in vivo. Seventeen rabbits (Group 1) received unilateral CXL treatments (8 RGX and 9 UVX) with the contralateral eye as a control and were euthanized 1 month after the treatments. Thirteen rabbits (Group 2) received bilateral RGX and UVX treatments and were euthanized 2 months after CXL. Ten of the control eyes of the rabbits in Group 1 were used as a further control and received ex vivo treatments (same modality as the contralateral in vivo–treated eye) after the measurements. Results of the clinical analysis are presented in a recent study by Gallego-Muñoz et al. (manuscript submitted, 2017).
The Animal Ethics Committee of the University of Valladolid, Spain approved all protocols. Animals were cared for and handled according to the guidelines of the ARVO Statement for the Use of Animals in Ophthalmic and Vision Research.
Rabbits were anesthetized with a single intramuscular injection of 50 mg/kg of ketamine (Imalgene 1000; Meruak, Lyon, France), plus 7 mg/kg of Xilacine (Rompun; Bayer, Leverkusen, Germany), followed by topical application of 0.5% tetracaine hydrochloride and 1 mg of oxybuprocaine (Colircusi Anestésico Doble; Alconcusí SA, Barcelona, Spain). After de-epithelialization in the central 8-mm diameter area the corneas were either left untreated for controls or treated by one of the following treatments.
Rose Bengal – Green Light Cross-Linking (RGX).
The RB solution consisted of 0.1% RB in PBS. Green light CXL was performed using a custom-developed light source, which incorporated a 532-nm laser with an output irradiance of 0.25 W/cm2 (MGL-FN-532; Changchun New Industries, Changchun, China) with a collimating lens that provided an 11-mm Gaussian profile beam at the sample plane. The RGX protocol was: (1) 2-minute staining with RB, then irradiation for 200 seconds, and (2) 30-second staining with RB, then green light irradiation again for 200 seconds (total fluence, 100 J/cm2).
Riboflavin – UVA Light Cross-Linking (UVX).
The RF solution consisted of 0.125% riboflavin-5-phosphate in 20% Dextran T500 (Farmacia Magistral, Madrid, Spain). Ultraviolet A cross-linking was performed using an IROC UVA lamp (370 nm, 3 mW/cm2; Institute for Refractive and Ophthalmic Surgery, Zurich, Switzerland). The UVX protocol was: (1) 30-minute staining with RF, with one drop applied every 5 minutes, and (2) UVA irradiation for 30 minutes, with one drop of RF applied every 5 minutes.
Untreated contralateral eyes of Group 1 were treated less than 24 hours after enucleation following same treatment UVX and RGX protocols used for the in vivo treatments in the contraleral eye. The eyes were measured by Corvis ST before and after CXL without removing them from the holder.
Air Puff System.
Result Parameters.
Inverse Modeling.
Finite Element Models.
Material Models.
Reconstructed Material Properties.
Corneal Biomechanical Properties: Time From Treatment.
Corneal Biomechanical Properties: RGX Versus UVX.
Corneal Biomechanical Properties: In Vivo Versus Ex Vivo CXL.
Measuring air-puff corneal deformation and estimating biomechanical properties of the corneas from finite element modeling revealed that in vivo CXL treatments increased cornea stiffness for both RGX and UVX. However, the magnitude of the increase was significantly less than for ex vivo CXL treatments suggesting that results of CXL efficacy based solely on ex vivo treatments should be interpreted with caution. The changes in deformation parameters produced by RGX versus UVX were similar, but not entirely the same. In addition, determining the air puff deformation parameters at 1 and 2 months post treatment demonstrated that the cornea stiffness increased over this period and may reflect the remodeling process.
Previous ex vivo CXL treatments and immediate measurements have demonstrated increased stiffness, however, the treatment conditions were far from a real clinical situation. Examples include studies showing increased corneal stiffness following standard UVX by factors of 1.6, 2.0, and 1.2 in porcine, rabbit, and mouse eyes, respectively.
18,19,31 An ex vivo study of RGX also reported increased cornea stiffness, up to 4.4-fold in rabbit eyes.
11 And in an previous ex vivo study, we found 10- and 6-fold increases in Young's modulus in the cross-linked region after RGX and UVX, respectively, using finite element modeling from air-puff corneal deformation.
6 In the current study, identical CXL treatments were carried out ex vivo and in vivo and the same measurement techniques were used by the same investigators thus allowing an accurate comparison of cornea responses to in vivo versus ex vivo CXL.
Corneal deformation parameters, which are descriptive of some of the viscoelastic responses, differed between in vivo and ex vivo CXL treatments with generally greater changes observed after ex vivo CXL. Decreases in DA and PD are consistent with increased stiffness of the cornea. A trend toward a decrease in DA was found for in vivo CXL although a significant decrease was only observed for ex vivo CXL. In contrast, the decrease in PD was greater for in vivo (4%–20%) than for ex vivo CXL (6%–7%). Time-dependent parameters (THC and TS) were most affected after ex vivo CXL. For UVX, these differences in viscoelastic-related parameters between in vivo and ex vivo treatments may be related to corneal hydration. Central corneal thickness can be taken as a good marker for corneal hydration. Central corneal thickness decreased substantially (65%) after ex vivo UVX due to the dehydrating effect of dextran in the RF solution and returned to within 15% and 11% of controls at 1 and 2 months. For RGX, CCT did not change after ex vivo treatment but showed a 23% decrease at 1 and 2 months.
The material properties of cornea derived from finite element modeling reflect these differences in deformation parameters between ex vivo and in vivo CXL treatments. The ex vivo–treated corneas showed greater equivalent Young's moduli (Eeq) than those treated in vivo with CXL by factors of 2.35 and 2.11 for RGX and UVX at 2 months, respectively. Taken together, the results of air-puff deformation and the calculated material properties of cross-linked cornea indicate that although both in vivo and ex vivo CXL stiffen the cornea, the magnitudes of the changes differ and suggest that biomechanical properties measured after ex vivo CXL may not be adequate for preclinical evaluations of CXL techniques.
The in vivo CXL-treated corneas showed increased stiffness in the treated region with increasing time post surgery; the 1 to 2 month increase in
Eeq was 3.18 for RGX and 4.36 for UVX (
Table 2). These values are similar, although somewhat larger than, a previously reported increase in Young's modulus measured by uniaxial tensiometry 2 and 28 days after RGX.
12 Because the chemical cross-links produced by CXL that increase stiffness are produced at the time of treatment, these observed changes are likely to be associated with corneal remodeling and natural age-related changes in the cornea.
32 These changes are consistent with clinical reports of improvement in visual acuity and also elongation of the eyes during months following UVX, which may also result from corneal remodeling during healing.
33,34
The cornea deformation parameters measured after RGX or UVX in vivo were very similar although the CCT at 2 months appeared substantially lower for RGX (23% lower than controls) than for UVX (11% lower than controls). The consistently lower in vivo CCT than in controls suggests that CXL may increase corneal collagen packing in the cross-linked region either due to crosslinking or remodeling. However, the thinner cornea for RGX than UVX was unexpected because RB penetrates, and crosslinks after green light exposure, only approximately the outermost 100 μm of stroma,
11 whereas UVX is estimated to crosslink the outermost two-thirds of a rabbit cornea (179–188 μm,
Table 1).
8 The cornea deformation parameters report on the entire cornea, not just the cross-linked region. However, the material properties derived from finite element modeling reported here are for the cross-linked region. Similar to reported in our earlier publication for ex vivo treatment CXL treatments,
6 in vivo RGX stiffened the cornea to a greater degree than UVX in the cross-linked region (E
eq in
Table 2) by factors of 2 and 1.46 at 1 and 2 months suggesting a greater density of crosslinks produced by RGX.
In summary, corneal biomechanical properties determined after ex vivo CXL are similar to but greater in magnitude than those obtained by in vivo CXL and consequently may not provide entirely accurate information about the responses to in vivo CXL. In vivo CXL followed over time demonstrates that corneal stiffness increases as a function of time after both RGX and UVX.
Supported by the European Research Council under the European Union's Seventh Framework Program ERC Advanced Grant agreement no. 294099; Comunidad de Madrid and EU Marie Curie COFUND program (FP7/2007-2013/REA 291820); and the Spanish Government Grant FIS2014-56643-R.
Disclosure: N. Bekesi, None; P. Gallego-Muñoz, None; L. Ibarés-Frías, None; P. Perez-Merino, None; M.C. Martinez-Garcia, None; I.E. Kochevar, None; S. Marcos, None