Abstract
Purpose:
Amblyopia is associated with a broad array of perceptual and neural abnormalities in the visual system, particularly in untreated or unsuccessfully treated populations. Traditionally, it has been believed that the neural abnormalities are confined to the visual cortex and subcortex (e.g., lateral geniculate nucleus). Here, we investigate the presence of neuroanatomical abnormalities earlier in the visual stream, in the optic nerves and tracts, of participants with two predominant forms of amblyopia.
Methods:
We used diffusion magnetic resonance imaging and probabilistic tractography to compare the microstructural properties of five white matter visual pathways between 15 participants with amblyopia (eight anisometropic, five strabismic, and two exhibiting both etiologies), and 13 age-matched controls.
Results:
Participants with amblyopia exhibited significantly smaller mean fractional anisotropy in the optic nerve and optic tract (0.26 and 0.31 vs. 0.31 and 0.36 in controls, respectively). We also found greater mean diffusivity in the optic radiation compared to controls (0.72 μm2/s vs. 0.68 μm2/s, respectively). Comparing etiologies, the abnormalities in the precortical pathways tended to be more severe in participants with anisometropic compared to strabismic amblyopia, and anisometropic participants' optic nerves, optic tracts, and optic radiations significantly differed from control participants' (all, P < 0.05).
Conclusions:
The results indicate that amblyopia may be associated with microstructural abnormalities in neural networks as early as the retina, and these abnormalities may differ between amblyopic etiologies.
Although amblyopia arises due to poor or poorly coordinated visual input to the two eyes, it is typically characterized as a cortical visual disorder because the anatomical and physiological consequences are largely restricted to visual cortex. The current model of amblyopia posits that the chronic, irresolvable mismatches between the two retinal images leads to binocular competition in early visual cortex, creating lasting structural abnormalities at the level of binocular integration and ocular dominance.
1–3 Indeed, the structure and function of early visual cortex (and subcortical areas) is often abnormal in people with amblyopia, particularly in individuals who are untreated, unsuccessfully treated, or treated later in life.
4–6 Visual white matter is also abnormal in amblyopia, particularly in fascicles connecting the thalamus to the visual (striate and extrastriate) cortex, such as the optic radiation.
7,8 These structural abnormalities appear to have downstream consequences, affecting not only the way visual information is processed in the cortex but also how that information is integrated in thalamocortical feedback networks. These abnormalities can vary by etiology and sometimes scale with the degree of perceptual loss, although these relationships are not always clear.
9 Nevertheless, congenital chronically mismatched visual input, as seen in amblyopia, is associated with a range of cortical, subcortical, and white matter abnormalities.
A more controversial aspect of this model, however, is whether the eyes and/or prethalamic pathways (i.e., optic nerve and optic tracts) are abnormal in amblyopia as well. With respect to visual disorders, one of the unique etiologic aspects of amblyopia is a lack of ocular malformations. In fact, a defining characteristic of amblyopia is misalignment and/or a mismatch between otherwise healthy eyes. Despite this classification, some human
10–13 and animal
14 studies of amblyopia have reported structural abnormalities at the level of the eye and/or optic nerve. Of note, one large-scale study reviewing photographs of optic nerves of human patients found evidence of optic nerve head dysversion or segmental hypoplasia in 45% of the patients, primarily affecting anisometropic amblyopes.
15 Additionally, some studies report that the optic nerve of the amblyopic eye contains significantly fewer axons compared to the fellow eye.
14–17 At least one study reported equally severe reductions in the number of affected eye optic nerves in deprivation, strabismic, and anisometropic amblyopia animal models.
14 However, few studies have been conducted in humans, and interpretation of the existing literature is difficult as methodology impacts the accuracy of postmortem gross fiber counts.
18,19
Overall, evidence for retinal and/or optic nerve anomalies remains mixed in the literature, and questions remain about whether anisometropia is associated with a different pattern of structural abnormalities more akin to deprivation- than strabismus-induced amblyopia. Resolving these discrepancies is critical because identification of the site of the deficit has implications for treatment options and prognosis. Unfortunately, inconsistencies across studies, patient groups, and methodologies make interpretation of these differences especially difficult.
Thus, the major obstacle to studying optic nerve abnormalities in humans with amblyopia is primarily a technical one. Aside from postmortem histology, there have been no direct ways to measure optic nerve integrity in humans in vivo. Proxy measures such as retinal nerve fiber layer (RNFL) thickness and diffusion magnetic resonance imaging (dMRI) are the most common surrogates, but both are prone to considerable limitations. For instance, the optic nerve has been difficult to accurately measure with dMRI because the extreme differential in physical properties between the nasal cavity and the surrounding tissues induces artifacts in the MR signal (often called off-resonance distortion). The optic nerve is also a very small structure with respect to the resolution of dMRI voxels (often >2 mm3), adding to the challenge of identifying and accurately measuring its properties in artifact-laden data.
Recently, a dMRI scanning and preprocessing protocol has been developed that significantly reduces these nasal cavity–induced artifacts. The details of this protocol have been thoroughly described previously
20; principally, by acquiring two or more dMRI volumes that are identical but opposite, vector phase-encoded, off-resonance distortions can be estimated and partially compensated for. Studies implementing this corrective procedure have shown considerable recovery of signal in the anterior parts of the brain but have not yet directly verified that it can recover enough signal for tractography of the optic nerve.
In this study, we apply these new techniques in dMRI protocol and preprocessing to investigate the microstructural properties of retinothalamic (optic nerve and optic radiation) as well as thalamocortical (optic radiation) and corticocortical (interhemispheric primary visual cortex [V1] and medial temporal complex [hMT+]) visual white matter pathways in participants with amblyopia. Specifically, we consider whether the optic nerve is abnormal in the affected versus the fellow eye as well as whether the properties of these pathways differ from age-matched controls and across etiologies. Additionally, we compare the microstructural properties of thalamocortical and corticocortical visual pathways between amblyopic and control participants. This protocol allows us to generate fine-grained estimates of the anatomical and microstructural properties of early-, mid-, and late-stage visual white matter networks on a subject-by-subject basis in a common clinical population. With the new compensatory preprocessing step, we are able to identify the anatomy and diffusion properties of all pathways of interest in the study, including the optic nerves and optic tracts, in all (15) clinical and (13) control participants.
Our statistical analysis focuses on the two most common dMRI measurements of microstructural properties, fractional anisotropy (FA) and mean diffusivity (MD). FA provides a normalized measure of the uniformity of diffusion of water molecules in each voxel (larger values indicating greater anisometropy, presumably due to greater fiber density and/or white matter integrity). MD provides a measure of the inter- and intra-axonal molecular diffusion rate (square micrometer per second) in each voxel (larger values indicating greater diffusivity, presumably due to less impedance and/or lower tissue density). Generally speaking, larger FA values and smaller MD values are associated with compact, uniformly oriented bundles of axons, akin to the structure of neurotypical optic nerves.
Comparing the mean FA and MD of the pathways of interest, we find significant decreases in fractional anisotropy in the optic nerve and optic tract as well as increased mean diffusivity in the optic radiations of amblyopic participants compared to controls. We do not observe any significant differences between the affected and fellow eye optic nerves in our amblyopic participants, nor do we find correlations between age or magnitude of initial visual deficit with FA/MD in the affected pathways. Conversely, we observe no differences in microstructural properties in interhemispheric visual callosal projections. Taken together, these findings suggest structural abnormalities in amblyopia exist at the level of the optic nerve (and presumably the retina) as well as thalamocortical pathways. This result challenges the model of amblyopia as a purely cortex-based disorder.
Comparisons of White Matter Microstructure Between Controls and Participants With Amblyopia
Comparisons Between Fellow and Affected Eye Optic Nerves in Amblyopic Participants
Since the previous analysis averages left and right pathway measurements, the observed reduction in optic nerve FA can be attributed to either an overall reduction in the fractional anisotropy of both optic nerves or to an averaging artifact, where (presumably) the affected eye's optic nerve is abnormal relative to the fellow eye's optic nerve and this monocular deficit drives the effect. Differentiating these possibilities has implications for the interpretation of this reduction in FA, since the former would suggest amblyopia is a more generalized optic disorder, while the latter suggests a more deficit-driven model.
Accordingly, in our second analysis, we compared the microstructural properties of the affected and fellow eye optic nerves in our sample of participants with amblyopia. As a reference, we also compared the microstructural properties of the dominant and nondominant eye optic nerves in our control participants. See
Figure 3 for tract profile plots of average optic nerve properties in affected/fellow and dominant/nondominant eyes.
A paired-samples t-test did not reveal a significant difference in MD or FA of the optic nerve between the affected and fellow eye (both, t(14) < 0.5, P > 0.6). Furthermore, among controls, no significant differences were observed between dominant and nondominant eye optic nerve FA or MD (both, t(14) < 0.4, P > 0.7). We were therefore not able to determine that the abnormalities observed in the optic nerves in participants with amblyopia were specific to the amblyopic eye.
Our analyses so far consider only whether participants have amblyopia or not. Since our amblyopic sample is heterogeneous with respect to etiology, we also wished to compare white matter properties across etiologies. However, it is worth highlighting that over half (eight) of our sample of 15 amblyopic participants exhibited anisometropia, while only a third (five) exhibited strabismus (with the remaining two exhibiting a combination of the two). With small, imbalanced sample sizes such as these, it is prudent to keep in mind that the larger groups will pose greater statistical power. Accordingly, we advise some degree of caution when interpreting the statistical findings of these subgroup comparisons.
For the comparisons of pathway-specific white matter microstructural properties between different types of amblyopia, the left and right hemispheres' fibers were averaged for each subject, and the resulting means are averaged into group means according to etiology. We excluded participants classified as exhibiting both etiologies due to the small (
n = 2) number in our sample. A 1-way ANOVA was used to compare the average MD and FA between the anisometropic, strabismic, and control groups. A Tamhane's T2 post hoc test, which is specialized for comparisons across samples of unequal size and variance, was used to test for pairwise differences. See
Table 3 for the ANOVA test statistics and
Figure 4 for plots comparing average diffusion measures across the five pathways of interest in anisometropic, strabismic, and control participants.
Table 3 Results of the 1-Way ANOVA, Comparing the Mean FA/MD of the Five Pathways of Interest Between Anisometropic, Strabismic, and Control Participants
Table 3 Results of the 1-Way ANOVA, Comparing the Mean FA/MD of the Five Pathways of Interest Between Anisometropic, Strabismic, and Control Participants
Participants with anisometropia exhibited significantly lower FA in the optic nerve (M = 0.24, SD = 0.05) and optic tract (M = 0.31, SD = 0.04) (
Figs. 4A,
4B, respectively), as well as significantly greater MD in the optic radiation (M = 0.73, SD = 0.05) (
Fig. 4H), compared to controls (M = 0.31, SD = 0.06; M = 0.33, SD = 0.07; M = 0.68, SD = 0.05, respectively). No other pathways or measurements significantly differed between anisometropic and control participants. No significant differences were observed between anisometropic and strabismic amblyopic participants nor between strabismic and control participants.
Akin to the previous group-averaged comparison with controls, 1-way ANOVAs comparing the FA and MD of participants with anisometropic amblyopia and strabismic amblyopia and control participants indicated significant differences in FA in the optic nerves and optic tracts as well as differences in MD in the optic radiation. Post hoc tests suggest these differences are driven by participants with anisometropic amblyopia. Again, because of low statistical power in the other groups, these findings should be interpreted only as preliminary evidence that differences may be present between anisometropic and strabismic amblyopes.
Linear regression models including age, sex, and initial visual acuity as predictor variables were unable to explain a significant amount of the abnormalities observed in FA and MD in the optic nerve, tract, or radiation (all, F(3,4) < 3.5, P > 0.1) in participants with amblyopia.
The authors thank Nathaniel Miller, Bryce Aul, Weeden Baumann, Anna Baumann, and the University of Wisconsin-Madison Ophthalmology residents for their assistance with data collection and analysis.
Supported by a grant from the Wisconsin Alumni Research Foundation (WARF).
Disclosure: B. Allen, None; M.A. Schmitt, None; B.J. Kushner, None; B. Rokers, None