Abstract
Purpose:
Previous studies have shown that iris mechanical properties may play a role in the pathophysiology of primary angle-closure glaucoma (PACG). Such studies, however, were not conducted in vivo and as such were limited in application and scope, especially for the development of diagnostic methods or new treatment options. The purpose of this study was to quantify in vivo iris mechanical properties both in patients with a history of angle-closure glaucoma and in healthy volunteers.
Methods:
We acquired optical coherence tomography scans of anterior segments under standard and dim light conditions. Using a combination of finite element simulation and an inverse fitting algorithm, we quantified the stiffness of the iris.
Results:
The irides in the eyes of patients with a history of PACG were significantly stiffer when compared with healthy control irides, a result consistent with ex vivo studies. This result was independent of the compressibility assumption (incompressible: 0.97 ± 0.14 vs. 2.72 ± 0.71, P = 0.02; compressible: 0.89 ± 0.13 vs. 2.57 ± 0.69, P = 0.02) when comparing the normalized elastic modulus of the iris between patients with PACG and healthy controls.
Conclusions:
Our noninvasive, in vivo quantification is free of numerous ethical issues and potential limitations involved with ex vivo examinations. If further studies confirm that the iris stiffness is an omnipresent PACG risk factor and a mechanistic role between increased iris stiffness and angle-closure glaucoma does exist, treatment methods such as lowering the iris stiffness can be developed.
Glaucoma is a leading cause of irreversible blindness, affecting more than 63 million people worldwide.
1 By 2040, 111.8 million people will be affected by glaucoma.
1 In the United States, glaucoma accounts for 9% to 12% (i.e., approximately 120,000) of all cases of blindness.
2,3 Two major types of glaucoma, that is, primary open angle glaucoma (POAG) and primary angle-closure glaucoma (PACG), are categorized based on the angle between the iris and the cornea, known as the anterior chamber angle (ACA;
Fig. 1A). In PACG, the iris is abnormally bowed toward the anterior, thereby blocking the aqueous humor outflow pathway (
Fig. 1B). Although not as prevalent among Caucasian men, PACG primarily affects women and non-Caucasian ethno-racial groups, especially Eskimos and Asians.
2,4–6 In fact, because of its high prevalence in East Asia, PACG affects at least as many people as does POAG.
7
Pupillary block is considered an underlying mechanism of angle closure. As shown in our previous computational models, due to a narrow gap between the iris tip and the lens, aqueous humor pressure in the posterior chamber is generally slightly higher than that in the anterior chamber.
8,9 The higher pressure in the posterior chamber generates a net force that pushes the iris periphery toward the anterior, leading to a significant narrowing or complete closure of the ACA and consequently blockage of the outflow pathway.
10–12 Laser peripheral iridotomy (LPI) remains the most common method for the treatment of pupillary block.
13 During this procedure, a laser is used to make holes through the iris to reduce the pressure difference between the anterior and posterior chambers and to restore the normal iris configuration. The LPI procedure, however, may not necessarily widen the ACA in all cases.
14,15 In addition, although in many cases the angle opens immediately following the LPI procedure,
16 the long-term outcomes may not be as promising, and further surgical procedures may still be necessary to reduce the intraocular pressure.
17 Recent studies have identified the success rate of LPI even as low as 24%.
18,19 The existence of occludable ACAs following LPI indicates that other mechanisms in addition to pupillary block must be involved in the pathophysiology of PACG.
Recent studies have shown the importance of structural components comprising the iris extracellular matrix and the mechanical properties of the tissue such as stiffness and compressibility in the context of PACG
20–27 (Narayanaswamy AK, et al.
IOVS 2015;56:ARVO E-Abstract 6139). Briefly,
These studies collectively indicate a relationship between the iris stiffness and PACG. However, most of them refer to an indirect correlation with tissue stiffness and the only direct measurement of the iris stiffness in relation to PACG has been conducted ex vivo. By nature, ex vivo studies are limited due to a number of reasons. First, there are concerns regarding tissue availability and ethical issues involved with such invasive procedures. Second, the tissue properties have been shown to be different in ex vivo experiments when compared with the in vivo physiological condition.
30 Finally, noninvasive in vivo procedures are more suitable for the development of potential new diagnostic methods and/or treatment strategies. As such, we have used clinical anterior segment optical coherence tomography (AS-OCT) images and computer simulation to estimate the mechanical properties of the irides in vivo. With this noninvasive method, we quantified the in vivo iris mechanical properties in patients who had occludable ACA after undergoing LPI and compared them with those of the healthy volunteers.
An inverse approach
35 that was combined with our finite element model of the iris relaxation during pupil constriction was used to calculate the iris shear modulus
G. We have used a similar approach in our previous study for the estimation of
G in the trabecular meshwork.
31 A basic overview of the inverse approach is shown in
Figure 4. The objective function was defined as the absolute difference between distance from the root to the tip of the iris measured in the experiments (
dexp) and the simulated distance between the root and tip of the iris (
dsim).
\begin{equation}\tag{7}Error = \left| {{d_{exp}} - {d_{sim}}} \right|\end{equation}
To capture the effect of compressibility on the estimated shear modulus G for each set of the iris images, two cases using different values for the Poisson's ratio ν were considered: (1) the iris was considered as a compressible material with a Poisson's ratio of ν = 0.35 and (2) the iris was considered as a nearly incompressible material; hence, a Poisson's ratio of ν = 0.49 was used.
The initial guess for
G was chosen between 1 and 91 kPa. All simulations were performed using an HP Intel Xeon machine (Intel, Santa Clara, CA, USA) at the Ohio Supercomputing Center (Columbus, OH, USA).
36 The maximum number of generations (i.e., the iteration levels for the inverse algorithm) was set to 50 to allow for the solution to converge. At the end of 50 iterations, convergence on a solution for a particular objective function was achieved when the individual values of
G in the population set came satisfyingly close to each other, meaning that the maximum difference between each population and the best population was below a threshold value at the end of 50 iterations; otherwise, the population was defined not to have converged to a unique solution.
37
After obtaining the shear modulus,
G for a particular Poisson's ratio,
ν, the corresponding elastic modulus,
E, was calculated as:
\begin{equation}\tag{8}{{E}} = 2{{G}}(1 + \nu )\end{equation}
Because the calculated elastic modulus was dependent on the magnitude of the sphincter muscular stress, the calculated elastic modulus was normalized using the magnitude of the sphincter stress (
σAct) to obtain a normalized elastic modulus value (
E′).
\begin{equation}\tag{9}{{E^{\prime} }} = {{{E}} \over {{\sigma _{{\rm{Act}}}}}}\end{equation}
To examine whether the choice of σAct has any influence on the calculated normalized elastic modules, the value of σAct was perturbed in two cases.
Quantifying the mechanical properties of the iris is expected to provide more insights into the pathophysiology of PACG. In this study, using noninvasive imaging and an inverse computer simulation approach, we quantified the stiffness of the iris in healthy and diseased eyes. We found the irides were significantly stiffer in patients with a history of PACG when compared with those of healthy volunteers. Previous studies have found a significantly higher density of type I collagen in the stromal tissues of acute angle closure irides and the eyes in general when compared with the irides in the healthy control group.
24 However, in this study, such a difference was not observed between the chronic angle closure eyes and the healthy control group eyes. Conversely, the amount of
COL1A1 mRNA expression in PACG iris samples has been shown to be larger when compared with POAG patients.
25 Although many of these recent quantitative analyses may suffer from limitations such as small sample size, it has been clearly demonstrated that, from soft tissues such as fat and tissues in the brain to extremely stiff tissues such as those found in bones, the amount of
COL1A1 mRNA expression directly scales with the mechanical stiffness.
28 As such, the results of limited studies on the potential link between the iris stroma extracellular matrix collagen content and angle closure agrees with the outcome of our in vivo stiffness calculation.
Unlike ex vivo mechanical testing experiments, the computer simulation approach presented in this study does not require any surgical interventions to isolate the tissue samples. Our approach primarily relies on AS-OCT images obtained via a noninvasive procedure. Other investigators have conducted similar studies to quantify iris mechanical properties in vivo.
38 Their models, however, did not include the active deformation of the iris. In addition, due to simplification in the form of constitutive tissue model, less complexity in the tissue behavior was considered. For example, the iris compressibility was not taken into consideration in those models.
However, in interpreting our results, one should be cautious as our study was not without limitations. An iris consists of the following two active muscular components: the circumferentially aligned sphincter muscles and the radially oriented dilator muscles. Pupil diameter is controlled via relaxation and constriction of these two smooth muscles. In this study, however, only the sphincter muscular component was considered, and dilation was primarily modeled by relaxation of the sphincter muscle to a flaccid iris state. The reason for the lack of a dilator muscle component in the model is based on our previous porcine study,
32 where we observed a pronounced bowing of the iris toward the posterior, a phenomenon that was not present in the AS-OCT images of the human iris after switching from standard light conditions to a dim light level. Other limitations of our study pertained to the identification of the sphincter region in the irides and the magnitude of the sphincter stress. Although a sphincter region was chosen in proportion to the iris size based on previously quantified histological measurements,
39 more accurate patient-specific quantifications of the sphincter region could offer more accurate stiffness measurements. We also made the assumption that the magnitude of the sphincter stress was similar in all simulated cases and defined the normalized elastic modulus (normalized stiffness) as a parameter for comparison. Although the significant difference between the normalized values of the stiffness are most likely due to the extracellular collagen content of the stromal layer of the irides, theoretically, same stromal stiffness and different sphincter stresses could produce similar outcomes. Calculating the in vivo patient-specific sphincter muscular stress remains a challenge.
Another limitation of this study was the assumption of the isotropic behavior of the iris. The iris consists of a number of different segments, namely anterior border layer, stroma, radially oriented dilator smooth muscle, and posterior pigment epithelium, with each segment differing from the others.
40,41 In addition, a sphincter muscle, which consists of circumferentially aligned smooth muscle fibers, is located close to the pupillary edge of the iris. As such, the isotropic assumption of this model can be improved upon by incorporating more advanced anisotropic material models.
In addition, due to the small sample size, a normal distribution of the data could not be reliably assumed despite the outcomes of the normality tests indicating a normal distribution.
42 Therefore, an additional nonparametric, one-tailed Mann-Whitney
U test was also perfomed to evaluate the significant difference between the healthy control iris and the post-LPI occludable iris. The outcomes were similar to that of the Student's
t-test with the exception of one case, where no significant difference was found between the nearly incompressible healthy control iris and the compressible post-LPI occludable iris. This particular case could be considered as a nonrealistic comparison, as our previous study has shown that the normal healthy iris behaves in a compressible manner, whereas a post-LPI occludable iris displays incompressible behavior (Wojcik M, et al.
IOVS 2017;58:ARVO E-Abstract 2087). Nonethess, some level of caution is required in interpretating the data presented in this study.
One could also identify the type of the light source used to stimulate dilation as a potential variable that could influence the calculation of iris stiffness as studies have shown that different colors of light induce different pupillary responses. For example, blue light has been shown to evoke greater pupillary responses when compared with red light.
43,44 However, for our study, this color dependency can be disregarded because we used the same source of illumination for examining the eyes of all individuals who participated in our study.
To determine whether the choice of a standalone distance-based objective function was reliable for the estimation of shear modulus, we performed an additional optimization study similar to the one conducted in our previous study
34; in the additional study, we fixed the Poisson's ratio and only optimized the shear modulus. We found that using the standalone chord length as the objective function was sufficient to accurately calculate the shear modulus of 9 kPa, which was initially used for the generation of numerically simulated displacement data.
In this study, we limited the fitting parameters only to the shear modulus
G. Perturbation of our results showed that the error was confidently minimized at the value obtained from the model. We have shown that simultaneous optimization of more than one parameter required more detailed scans of the anterior segment cross-section and more complex objective functions.
34 With more accurate deformation measurements, for example, using digital image correlation, one would expect to improve the current methods.
45 Digital image correlation has been used in ocular tissues alone, along with ultrasound, OCT, or microscopy for measurement of scleral and corneal strain.
46–48
Nonetheless, with appropriate region and stress quantification, this method can be more confidently used to quantify the mechanical properties of the human iris in vivo. Further studies are necessary to find a mechanistic link between the stiffening of the iris and onset and progression of PACG. In addition, this method can also be used to determine the effect of LPI on the iris by comparing the iris stiffness for the ACG patients who did and who did not undergo the LPI procedure to examine whether the LPI itself contributes to the stiffening of the iris. If iris stiffening is indeed omnipresent in PACG, especially in those patients who continue to suffer from occludable ACAs after the LPI procedure, alternative/additional therapeutic procedures may need to be developed. For example, new pharmacological agents that prevent iris stiffening or soften stiff iris may become a treatment option for these patients.
Supported by The Ohio Supercomputer Center (Columbus, OH, USA) resource grant that facilitated the computational aspect of the study.
Disclosure: A.D. Pant, None; P. Gogte, None; V. Pathak-Ray, None; S.K. Dorairaj, None; R. Amini, None