Abstract
Purpose:
Ocular trauma is common in civilian and military populations. Among other injuries, closed globe blunt ocular trauma causes acute disruption of photoreceptor outer segments (commotio retinae) and retinal ganglion cell (RGC) death (traumatic optic neuropathy [TON]), both of which permanently impair vision. Caspase-2-dependent cell death is important and evidenced in models of RGC degeneration. We assessed the role of caspase-2 as a mediator of RGC and photoreceptor death in a rat blunt ocular trauma model.
Methods:
Bilateral ballistic closed globe blunt ocular trauma was induced in female Lister-hooded rats and caspase-2 cleavage and localization assessed by Western blotting and immunohistochemistry. Retinal caspase-2 was knocked down by intravitreal injection of caspase-2 small interfering RNA (siCASP2). In retinal sections, RGC survival was assessed by BRN3A-positive cell counts and photoreceptor survival by outer nuclear layer (ONL) thickness, respectively. Retinal function was assessed by electroretinography (ERG).
Results:
Raised levels of cleaved caspase-2 were detected in the retina at 5, 24, and 48 hours after injury and localized to RGC but not photoreceptors. Small interfering RNA–mediated caspase-2 knockdown neuroprotected RGC around but not in the center of the injury site. In addition, caspase-2 knockdown increased the amplitude of the ERG photopic negative response (PhNR) at 2 weeks after injury. However, siCASP2 was not protective for photoreceptors, suggesting that photoreceptor degeneration in this model is not mediated by caspase-2.
Conclusions:
Caspase-2 mediates death in a proportion of RGC but not photoreceptors at the site of blunt ocular trauma. Thus, intravitreally delivered siCASP2 is a possible therapeutic for the effective treatment of RGC death to prevent TON.
Ocular injuries are common, occurring in up to 10% of all military casualties
1 and with a lifetime prevalence of 20% in civilian populations.
2 Traumatic optic neuropathy (TON) occurs with an annual incidence of 1/1,000,000 in the civilian population,
3 but occurs in up to 20% of military eye injuries.
4
TON is defined as retinal ganglion cell (RGC) death and axon degeneration caused by head or eye injury.
5 RGCs populate the inner retina and their axons form the optic nerve (ON). RGCs are central nervous system (CNS) neurons that lack an endogenous regenerative capacity. Thus, after injury or disease, lost RGCs are not replaced, and the damaged ON does not regenerate, leading to irreversible visual loss.
6–8 The ON may be injured either directly (e.g., penetrating ocular injury, bony fragment damage within the optic canal, and ON sheath hematomas) or indirectly after traumatic head or eye injury (e.g., blunt eye injury and blast).
9–12 Blunt ocular trauma also damages other retinal cells, causing commotio retinae, characterized by photoreceptor degeneration.
13 TON can be studied using animal models replicating blunt and blast ocular injuries
14,15 and ON crush (ONC).
16–18 TON causes permanent visual loss and there are currently no effective treatments to preserve or restore vision.
19,20 After blunt ocular trauma, initiator caspase-9 is activated and initiates localized photoreceptor death, which can be attenuated in the lesion penumbra of animal models by caspase-9 inhibition.
21 However, the mechanisms of the accompanying RGC death in this model have not been defined and no treatment has been shown to neuroprotect RGCs after blunt ocular trauma.
22
RGCs die by caspase-dependent mechanisms as part of normal development, degenerative disease, and after ON trauma.
23 Caspases are cysteine aspartate proteases that induce apoptosis through initiator and executioner family members. Initiator caspases (2, 8, 9, and 10) activate executioner caspases (3, 6, and 7) through catalytic cleavage of their activation domain.
24–26 Caspase-2 is not part of the canonical intrinsic (caspase-9–mediated) or extrinsic (caspase-8–mediated) apoptotic pathways, is highly evolutionarily conserved and can be activated by DNA damage, heat shock, endoplasmic reticulum stress, and oxidative stress.
27–31 Caspase-2 is activated by cleavage and subsequent dimerization; it is therefore possible to use the presence of cleaved caspase-2 as a marker for its activation.
32
We have previously shown that RGC death after ONC is caspase-2–mediated. For example, axotomized RGC activate caspase-2, whereas pharmacological inhibition protects ∼60% of RGC for up to 21 days after ONC and a chemically modified synthetic short interfering RNA (siRNA) against caspase-2 (siCASP2) protects >95% of RGCs for up to 12 weeks.
33–36 siCASP2 also protects RGC in a mouse optic neuritis model.
37 siCASP2 (also known as QPI-1007) is currently in clinical trials for nonarteritic ischemic optic neuropathy (NAION) (protocol: QRK007 NCT01064505) and acute primary angle-closure glaucoma (protocol: QRK208 NCT01965106) with Quark Pharmaceuticals (Ness Ziona, Israel). Caspase-2 is also activated and induces neuronal degeneration after spinal cord injury (SCI)
38 and in Alzheimer's disease.
39,40
In this study, we have discriminated between the caspase-9–mediated photoreceptor loss and RGC death by demonstrating that caspase-2 mediates the RGC but not photoreceptor degeneration in a rat blunt ocular injury model, and that siCASP2 structurally and functionally protected RGCs but not photoreceptors.
Electroretinograms (ERG) were recorded (HMsERG; Ocuscience, Kansas City, MO, USA) at 7 and 14 days after injury and in uninjured controls and were interpreted using ERG View (Ocuscience). Animals were dark-adapted overnight and prepared for ERG under dim red light (>630 nm). Scotopic (dark-adapted) flash ERG were recorded from −2.5 to +1 log units with respect to standard flash in half log unit steps and photopic (light-adapted) flash ERG were recorded with background illumination of 30,000 mcd/m2 over the same range. DTL fiber (Unimed Electrode Supplies, Farnham, UK) corneal electrodes with pressure-moulded Aclar (Agar Scientific, Stansted, UK) contact lenses were used with needle skin electrodes (Unimed).
ERG traces were analyzed using the manufacturer's semiautomated software ERGView (Ocuscience) and marker position manually verified and adjusted where necessary by a blinded observer.
Power calculations performed in G*Power (v. 3.1.4; Kiel University, Kiel, Germany) indicated for Western blot, n = 3 animals (six pooled eyes) per time point had 82% power to detect a 1-fold change in protein levels (assuming SD = 20% band intensity); for ERG assessment (more variable than structural measures, therefore less powerful) eight animals had a power of 88% to detect a moderate (f = 0.25) treatment effect (correlation among repeated measures = 0.5 from past data41).
All statistical analyses were performed in SPSS 21 (IBM Corp., Armonk, NY, USA). Western blots were analyzed using repeated-measures ANOVA with Tukey post hoc testing. ERG, BRN3A counts, and ONL thickness data were analyzed by fitting a generalized linear model. T-tests with Holms Bonferroni correction were applied after generalized linear model for explanatory purposes only, as no meaningful post hoc test was available within subject comparison. Average values are presented as mean ± SEM.
siCASP2 Protected RGC Adjacent to the Center of the Injury Site But Did Not Protect Photoreceptors
Caspase-2 Knockdown Induced Significant Functional RGC Neuroprotection After Blunt Ocular Trauma
Our model of blunt ocular trauma causes commotio retinae and TON.
41 It is established that photoreceptors structurally and functionally degenerate in this model and there is a reduction in the number of cells in the GCL at the center of the impact site, with less death toward the periphery.
41 Previous studies have shown that photoreceptor death is mediated by caspase-9,
21 but the mechanisms of RGC death in this model have not been previously investigated. Here we show that caspase-2 is immunolocalized to injured RGC and that levels of the active form, cleaved caspase-2, increased over 48 hours after blunt ocular trauma. Activated caspase-2 induces RGC death in diverse models of RGC degeneration, including ONC (direct TON),
33–35 glaucoma, and optic neuritis.
37 Inhibition of caspase-2 protects >95% of RGCs from death after ONC.
33,35 Our study with siCASP2 suggests that RGC death in TON induced by blunt ocular trauma is caspase-2-dependent and suggests a new therapeutic treatment for this condition.
In contrast, caspase-2 did not immunolocalize to photoreceptors after blunt ocular trauma and caspase-2 knockdown using siCASP2 did not affect photoreceptor survival, suggesting that photoreceptor death is independent of caspase-2 and that other mechanisms are responsible for photoreceptor death; for example, caspase-9–dependent mechanisms.
21
In models of ocular blast injury, caspase-1 and other cell death molecules, including receptor interacting protein kinase (RIPK) 1 and 3, are localized to Müller cells and the inner nuclear and inner plexiform layers,
44 which suggests different cell death signaling pathways in an ocular blast injury model. However, caspase-2 is consistently implicated in RGC death after various types of insults.
33,35–37 In agreement with our assertion that caspase-2 is an important cell death mediator in RGC, caspase-2 is also implicated in the neuronal death that occurs in some neurodegenerative diseases, including models of Alzheimer's disease, where caspase-2 cleavage of tau impairs cognitive and synaptic function and downregulation of caspase-2 restores long-term memory,
40 as well as in β-amyloid–induced neurodegeneration in vitro.
39
IHC is often used to demonstrate caspase activation using antibodies against full-length enzymes, despite them not showing caspase cleavage or activation. Another way to show caspase activity is through the use of pharmacologic inhibitors of caspases, such as z-VAD-fmk. However, the active sites of these pharmacological inhibitors are nonspecific and have cross-reactivity with other caspases and noncaspase targets, such as calpains.
45–48 In addition, pharmacological inhibition of caspase-2 is not as efficient as RNA interference using siCASP2 at attenuating RGC loss, protecting only 60% of RGC from death at 21 days after ONC,
36 compared with >95% RGC protection achieved by siCASP2.
33,35 By contrast, our use of siRNA knockdown is highly specific to caspase-2, without activating nonspecific innate immunity
33 and our study of caspase-2 cleavage products ensures that cleaved caspase-2 is present.
Previous studies have extensively studied the effects of siCASP2 in vitro and in vivo after ONC.
33 siCASP2 shows a significant knockdown of caspase-2 mRNA in vitro using quantitative PCR; with a >80% knockdown in human HeLa cells and an approximately 65% knockdown in rat PC12 cells. Also, in vivo there was an approximately 50% knockdown of caspase-2 mRNA in Thy1.1 isolated RGC after intravitreal injection of siCASP2 compared with siEGFP-injected controls; however, these differences did not reach statistical significance. It also has specific RNAi-mediated caspase-2 mRNA cleavage, as shown through RNA ligase-mediated rapid amplification of cDNA ends (RLM-RACE) experiments, which show the detection of caspase-2 mRNA-specific cleavage product.
33 Further, siCASP2 has chemical modifications in both sense and antisense strands, which prevent its degradation by vitreal and serum nucleases.
33 siCASP2 does not activate the innate immune system, shown through a lack of in vivo interferon responses and in vitro cytokine production
33 and has low-risk systemic toxicity.
49 Together, these data suggest that siCASP2 knocks down caspase-2 in vitro and in vivo, does not induce an inflammatory response, and has specific RNA interference-mediated cleavage of caspase-2.
After blunt ocular trauma, siCASP2 protected RGC from death adjacent to the impact site, suggesting that this is where the highest proportion of RGCs undergoing caspase-2–dependent cell death are found. In contrast, RGC central to the impact site, where more severe injury presumably predisposes cells to necrosis, were less susceptible to modulation by altered caspase-2 activity. Only a proportion of degenerating RGCs in the immediate periphery of the lesion site were protected by siCASP2, suggesting that the remaining proportion die by alternative cell death mechanisms (such as necroptosis or pyroptosis) or unregulated necrosis, which remains to be elucidated. At greater distances from the impact site, less RGC degeneration occurs, so no effect of siCASP2 was seen.
The differential protection of retinal neurons by siCASP2 was also reflected by preservation of their function. The scotopic a-wave is the first negative deflection of the flash ERG wave and is predominantly caused by photoreceptor hyperpolarization. In rats, the scotopic a-wave amplitude represents rod function. siCASP2 did improve the scotopic a-wave, which suggests that rod photoreceptor function was not protected by caspase-2 knockdown. Under photopic conditions, rod photoreceptors are bleached, meaning the photopic a-wave is cone-mediated. In rats, the photopic a-wave amplitude is small; therefore, variations in b-wave amplitude were used as a downstream measure of photoreceptor function, which is also dependent on bipolar cell function. Under both scotopic and photopic conditions, a-wave and b-wave amplitudes were reduced after blunt ocular injury, but showed a lack of functional improvement after siCASP2 treatment. These results are consistent with the lack of effect of siCASP2 on ONL thickness, suggesting that siCASP2 has no protective effect on photoreceptor structure or function.
The photopic negative response (PhNR) is a downstream measure of retinal function, dependent on activity in first and second order neurons (photoreceptors and bipolar cells).
50 Thus, a change in PhNR may be caused by changes in either RGC function or upstream cells such as photoreceptors. The PhNR is commonly used to assess RGC function; it is reduced in experimental and human glaucoma
51 and is correlated with RGC loss in ON transection.
52 Despite rat photopic responses being heavily amacrine cell-dependent,
53 a significant proportion of the response is also RGC-dependent.
52 Because siCASP2 treatment did not affect photopic b-wave amplitude, any change in PhNR was derived from effects downstream of ON-bipolar cells. siCASP2 increased PhNR amplitude at 14 days after injury compared with siEGFP controls, suggesting that surviving RGCs, in which caspase-2–dependent cell death was prevented, remain potentially viable and functional. The elevated PhNR amplitude could also reflect increased electrical activity in RGCs that are dysfunctional but not dead, which would be consistent with the >50% reduction in ERG amplitude after injury,
41 despite <20% photoreceptor degeneration, and the preservation of the PhNR amplitude in siCASP2-injected eyes at near-normal levels. Nonetheless, the improved PhNR amplitude raises the possibility that siCASP2 induces functional RGC neuroprotection after blunt ocular trauma.
In conclusion, we show that in blunt ocular trauma, caspase-2 mediates degeneration of a proportion of compromised RGC and that siCASP2 provides functional neuroprotection to RGC peripheral to the injury site. By contrast, caspase-2 is not localized to photoreceptors and siCASP2-mediated caspase-2 knockdown does not structurally or functionally protect photoreceptors after retinal injury, suggesting that caspase-2 is active exclusively in RGCs. Observations that caspase-2 is activated in RGCs and neurons compromised in other neurodegenerative diseases and in trauma
33,35,38–40 imply that caspase-2–dependent signaling pathways may be common among CNS diseases and that siCASP2, if successful in clinical trials, has the potential to be a widely transferable therapy.
The authors thank Quark Pharmaceuticals for the generous gift of siCASP2 and the Biomedical Services Unit at the University of Birmingham for assistance with animal care.
Supported by Fight for Sight PhD Studentship, grant number 1560/1561; Ministry of Defence; Drummond Foundation, United Kingdom; Sir Ian Fraser Foundation, Blind Veterans UK.
Disclosure: C.N. Thomas, None; A.M. Thompson, None; E. McCance, None; M. Berry, None; A. Logan, None; R.J. Blanch, None; Z. Ahmed, None