Abstract
Purpose:
To determine if bone marrow-derived stem cell (BMSC) small extracellular vesicles (sEV) promote retinal ganglion cell (RGC) neuroprotection in the genetic DBA/2J mouse model of glaucoma for 12 months.
Methods:
BMSC sEV and control fibroblast-derived sEV were intravitreally injected into 3-month-old DBA/2J mice once a month for 9 months. IOP and positive scotopic threshold responses were measured from 3 months: IOP was measured monthly and positive scotopic threshold responses were measured every 3 months. RGC neuroprotection was determined in wholemounts stained with RNA binding protein with multiple splicing (RBPMS), whereas axonal damage was assessed using paraphenylenediamine staining.
Results:
As expected, DBA/2J mice developed chronic ocular hypertension beginning at 6 months. The delivery of BMSC sEV, but not fibroblast sEV, provided significant neuroprotective effects for RBPMS+ RGC while significantly reducing the number of degenerating axons seen in the optic nerve. BMSC sEV significantly preserved RGC function in 6-month-old mice, but provided no benefit at 9 and 12 months.
Conclusions:
BMSC sEV are an effective neuroprotective treatment in a chronic model of ocular hypertension for 1 year, preserving RGC numbers and protecting against axonal degeneration.
Glaucoma is a leading cause of irreversible blindness and is characterized by the degeneration of retinal ganglion cells (RGC) and their axons. The most common type of glaucoma is referred to as primary open-angle glaucoma, and its critical risk factors include ocular hypertension, genetic predisposition, and aging.
1 Lowering IOP is currently the only treatment option available, but it remains ineffective in many patients.
2
Current research focuses on the development of neuroprotective strategies to prevent RGC death. Mesenchymal stem cells (MSCs), a multipotent stromal cell, are currently being tested in clinical trials due to having demonstrated efficacy in a multitude of retinal disease models (reviewed in Ref. 3).
4–7 Their mechanism of action was shown to be paracrine mediated through the secretion of neurotrophic factors such as nerve growth factor, brain-derived neurotrophic factor,
8 and platelet-derived growth factor,
9 and more recently, exosomes.
10,11
Exosomes are extracellular vesicles that are formed within multivesicular bodies and released into the extracellular space upon plasma membrane fusion.
12 Exosomes contain miRNA, mRNA, lipids, and proteins, and these contents are delivered into the cytoplasm upon fusion with a recipient cell.
13 The delivered mRNA is then translated by the recipient cell, whereas miRNA modulates gene expression. Thus, exosomes are a potential novel cell communication mechanism. Microvesicles, another class of extracellular vesicles, are formed instead via outward budding of the plasma membrane. Exosomes range between 40 and 150 nm, whereas microvesicles are found ranging from 100 to 1000 nm; however, these values vary greatly between studies, with some using the term “exosome” to encompass any extracellular vesicle isolated, and others only referring to extracellular vesicles that pass through a 220 nm filter. As a result of the heterogenous nature of the vesicle preparation, small extracellular vesicle (sEV) is a more accurate term and is used throughout the rest of the article.
MSC sEV have shown therapeutic efficacy in several disease models including traumatic brain injury, stroke, and Alzheimer's disease (reviewed in Ref.
14). MSC sEV were shown to localize specifically to the injured region of the spinal cord and modulate M2 macrophages
15 as well as direct the polarization of macrophages from M1 to a M2 phenotype.
16 In many cases, the mechanism of therapeutic action for BMSC sEV appears to be through the delivery of miRNA. For example, subcutaneous delivery of MSC sEV promoted improvements in angiogenesis and cardiac function through miRNA-mediated mechanisms in a mouse model of myocardial infarction.
17 In a rat stroke model, intravenous administration of MSC sEV and the delivery of miRNA to neurons and astrocytes improved functional recovery
18 as well as the formation of neurons and oligodendrocytes and the suppression of phosphatase and tensin homolog (PTEN) signaling.
19 Intravenous administration of sEV isolated from BMSC into rodent models of spinal cord injury promoted a reduction in cellular apoptosis and inflammation and an improvement in locomotor function.
15,16,20 The neuroprotective efficacy of BMSC sEV on RGC after optic nerve crush or ocular hypertension/glaucoma
10,11 as well as their neuritogenic efficacy on cortical cells
21 were attenuated if sEV miRNA were rendered dysfunctional through the knockdown of argonaute-2 (AGO2) prior to sEV isolation. AGO2 knockdown abrogates miRNA biogenesis, function, and loading into vesicles as well as allows their degradation.
22,23 Several miRNA have been identified as particularly abundant in BMSC sEV
10 in comparison to sEV derived from fibroblast, which are not RGC neuroprotective.
9
We have previously demonstrated that BMSC sEV promote neuroprotection in two short-term models of glaucoma: a laser model and a microbead model.
10 Delivery of the sEV into the vitreous of rats promoted significant survival of RGC even when injected once a month in a micro bead model during the course of 2 months or a single injection in a laser model during the course of 3 weeks. For future clinical application of exosomes, it is important to test whether exosomes can provide long-term neuroprotection in a chronic model of glaucoma, such as in the DBA/2J genetic mouse model of glaucoma, in which a prolonged rise in IOP occurs. Thus, the purpose of this study is to demonstrate BMSC sEV efficacy in a long-term glaucoma model using a monthly treatment regime previously shown to be sufficient.
Human cluster of differentiation 29 (CD29)+/CD44+/CD73+/CD90+/CD45− BMSC (confirmed by supplier; Lonza, Walkersville, MD, USA) from 3 pooled donors were cultured in Dulbecco's modified eagle media (DMEM)/1% penicillin/streptomycin/10% exosome-depleted fetal bovine serum (Thermo Fisher Scientific, Cincinnati, OH, USA). Cell cultures were maintained at 37°C in 5% CO2 with medium changed every 3 days and cells passaged with 0.05% trypsin/EDTA when 80% confluent. Human dermal fibroblasts (Lonza), which was used as control cells were grown in the above conditions and used as a control. For all experiments, BMSC and dermal fibroblasts were used at passages 2 to 5.
Mice were euthanized at 12 months by rising concentration of CO2 and immediately perfused intracardially with 4% paraformaldehyde in PBS. The eyes were enucleated and retinae dissected and immersion postfixed in 4% paraformaldehyde for 1 hour at 4°C. Optic nerves were dissected, cryopreserved in 10%, 2%0, and 30% sucrose solution in PBS for 24 hours at 4°C. Optic nerves were embedded in optimal cutting temperature embedding medium (VWR International, Inc., Bridgeport, NJ, USA) in peel-away mold containers (VWR International, Inc.) and stored at −80°C. Optic nerves were coronally sectioned on a CM1860 Cryostat microtome (Leica Microsystems, Inc., Bannockburn, IL, USA) at −20°C at a thickness of 5 μm, mounted on positively charged glass slides (Superfrost Plus, Fisher Scientific, Pittsburgh, PA, USA), and stored at −80°C until required.
All statistical tests were performed using SPSS 17.0 (IBM SPSS, Inc., Chicago, IL, USA), and data are presented as mean ± standard error of the mean with graphs constructed using Graphpad Prism 7.01 (Graphpad Prism, La Jolla, CA, USA). The Shapiro-Wilkes test was used to ensure all data were normally distributed before parametric testing using a one-way analysis of variance with a Tukey post-hoc test. Graded optic nerves were compared using Fisher's exact test (2 × 3). Statistical differences were considered significant at P values < 0.05.
The present study demonstrates that BMSC sEV do not affect the development of spontaneous ocular hypertension in the DBA/2J genetic mouse model of glaucoma, but protect RBPMS+ RGC from death. The number of degenerating axons in the optic nerve was also significantly diminished after BMSC sEV treatment; however, RGC function deteriorated in all three groups with BMSC sEV only providing a modest significant effect at 6 months.
DBA/2J mice are a mouse model of glaucoma, specifically pigmentary glaucoma. Mutations in tyrosinase-related protein 1 and glycosylated protein nmb lead to iris stromal atrophy and iris pigment dispersion, respectively.
31 A buildup of pigment and cell debris in the trabecular meshwork overtime attenuates drainage of aqueous humor, leading to a chronic rise in IOP. Because DBA/2J mice are a mouse strain that spontaneously develop ocular hypertension, they avoid complications arising in other glaucoma models that require physical interventions to elevate IOP. These complications include inflammatory response to injections, lasers, and sutures; short duration elevations in IOP; and an ocular hypertension detached from the effects of age unlike what is seen in humans. A meta-analysis of 1400 DBA/2J mice demonstrated that the initial significant IOP elevation begins at 6 months and peaks at 10 to 12 months.
24 An analysis of 772 nerves demonstrates that 10% to 20% of nerves show a degenerative phenotype at 6 months, whereas at 12 months, 60% to 80% of optic nerves were degenerated. At 16 to 19 months, 80% of optic nerves were degenerated.
Because pressure is uniform throughout the eye, it might be expected that RGC die uniformly, but this is not what is seen.
32 RGC display fan-shaped death, narrow at the optic head with the zone devoid of RGC widening as it radiated out to the periphery.
32,33 This is seen in the human condition, likely due to the compression of axonal bundles as they move through the lamina cribrosa. Although lacking a lamina cribrosa, mice do have a glial component that could elicit similar effects.
34,35 Distinguishing through morphological differences, larger RGC subtypes appear selectively resistant,
32 which is similar to other glaucoma and optic nerve injury models,
36,37 although limited studies exist to make strong conclusions. Thus, as in the human condition, DBA/2J mice display an age-related rise in IOP, a delay between the ocular hypertension and the degeneration of RGC and their axons, and finally, a sectorial, nonuniform pattern of death.
Clinical trials are already ongoing for the use of BMSC as a treatment for several ocular diseases (reviewed in Ref.
3). Two clinical trials have published reports on the efficacy and safety of MSC sEV. The first demonstrated that systemic delivery of MSC sEV improved kidney function and reduced inflammation even 1 year after the treatment was delivered.
38 The second showed that delivery of MSC sEV into a patient with steroid refractory graft-versus-host disease suppressed proinflammatory cytokine secretion and reduced symptoms.
39
Exosomes offer significant potential advantages over cell therapy. First, because they are nondividing, they can be more accurately dosed. They also likely avoid many of the complications associated with transplanting dividing cells into the eye including the retinal detachment and ocular hypertension reported in three patients receiving intravitreal adipose-derived MSC and who subsequently went blind.
40 Following isolation, sEV can be stored for more than 6 months at −80C° and also 2 weeks at 4°C without loss of miRNA quantity or function.
41
Although the present study was not aimed at elucidating the neuroprotective mechanism of BMSC sEV on RGC, our previous studies are suggestive of a role for miRNA.
10 Because PEG precipitation isolates other vesicles along with exosomes (hence our use of the term
sEV) and other nonvesicle structures, we must take care in drawing mechanistic conclusions. For example, miRNA have been found associated with protein aggregates (independent of sEV)
42 as well as virus particles,
43 both of which are constituents of the PEG precipitation along with sEV. Another negative effect of PEG precipitation is that, although producing large yields of sEV, the process can damage exosomes and impact on their biological activity as well as the activity of their protein/nucleic acid cargo.
44 Despite similar neuroprotective efficacy in PEG-isolated and ultracentrifugation-isolated BMSC sEV,
11 we cannot discount the fact that a suboptimal dose was being injected into DBA/2J mice due to activity deficits associated with the PEG isolation technique.
We observed a significant decline in RGC function as measured by flash ERG and recording of the pSTR amplitude. pSTR amplitude decreased from 47 μV at 3 months to 16 μV at 12 months. A previous study demonstrated similar functional decline in female DBA/2J with pSTR amplitude decreasing from 60 μV to 20 μV from 3 to 12 months.
45 A second study showed a larger decline in pSTR, from 100 μV at 3 months to 70 μV, 50 μV, and 25 μV at 6, 9, and 12 months, respectively.
25 The likely reason larger amplitudes were seen in the referenced study compared to our present study are because of the higher flash intensity used by the authors that would have subsequently activated bipolar cells and led to the incorrect incorporation of a partial b-wave along with the pSTR in the amplitude measurements. The functional decline beginning at 6 months, however, mirrors our present findings as well as the scientific consensus that RGC functional decline is an early effect occurring prior to any loss of RGC (reviewed in Refs.
46,
47). One curiosity with these results is the observation that pSTR deficits are seen prior to significant ocular hypertension. One possibility is that IOP had increased but not high or consistently (considering IOP was recorded only once a month) enough to produce a statistical significance. For example, a separate study used a greater number of DBA/2J mice and another technique to record RGC function known as pattern ERG (PERG), which is reported to be more sensitive and is able to detect early deteriorations in RGC function. PERG showed RGC dysfunction beginning after 3 months in DBA/2J mice and was inversely proportional to the rise in IOP, that is, a rise of 1 mm Hg in IOP was seen per month (between ages 2–6 months) with a contemporaneous decrease in PERG amplitude by 1 μV.
27 These increases in 1 mm Hg may have not been detectable in the present study. These PERG experiments demonstrated a complete abolition of responsiveness by 10 to 11 months in DBA/2J mice; however, it is worth noting that PERG amplitudes are reversibly affected by simple postural changes in the DBA/2J mouse.
48
DBA/2J mice spontaneously developed ocular hypertension with the elevated pressure beginning significantly at 6 months as was also seen in previous studies.
24 This is stereotypical of female DBA/2J mice in comparison to males that develop ocular hypertension beginning significantly at 7–8 months. This is an exaggerated form of normal elevations in IOP as a mouse ages and is followed by deficiencies in axonal transport, functional deterioration, and RGC loss.
24,49 A deterioration in optokinetic response, a visual reflex that allows the eyes to track an object in motion while maintaining a stationary image, has been reported in DBA/2J mice with age/IOP,
49,50 whereas the oculomotor reflex, a similar reflex to optokinetic response but involving movement of the head, is absent even in healthy (>3 month) DBA/2J mice.
26
Although we did not quantify the number of RGC in healthy DBA/2J mice (<3 months old; prior to any RGC loss), it is well reported that approximately 2750 FluoroGold (FG)
+ RGC are found per mm
2 in retinal wholemounts.
51,52 RBPMS stains all major subtypes of RGC and exclusively RGC in the retina.
53 Colocalization experiments show more than 99% of RBPMS
+ cells in the retina double label with FG, suggesting that FG
+ and RBPMS
+ cell populations in the retina are the same.
54,55 By 12 months, the number of RGC had reduced significantly to less than 300 RBPMS
+ RGC per mm
2 in both untreated mice and mice receiving fibroblast-derived sEV, which resembles other studies demonstrating less than 500 FG
+ RGC per mm
2 in 10-month-old DBA/2J mice. About 1000 RBPMS
+ RGC per mm
2 survived in the retina of mice receiving BMSC-derived sEV (
Fig. 2). Similar survival has been demonstrated with other neuroprotective strategies, for example, ivit transplantation of glial cell line-derived neurotrophic factor (GDNF)-loaded microspheres promoted survival of 1000 to 1500 RGC at similar time points.
51
Despite the present study injecting human sEV into mice vitreous humor monthly from 3 to 12 months of age, we did not observe any evidence of ocular inflammation. This was largely expected as several studies have demonstrated that transplantation of human MSC does not elicit any inflammatory complications,
56,57 and no difference in the survival of the graft is seen when comparing transplantations of rat MSC into either inbred or outbred rat breeds.
58 Considering that sEV are one small part of MSC and their secretome, the previous data strongly suggest that BMSC-derived sEV do not elicit any kind of inflammatory rejection in the eye.
RGC death in DBA/2J mice is through apoptosis and occurs through a pathway distinct from that responsible for the degeneration of their axons. The knockdown of BAX or JUN prevents loss of RGC, but does not prevent degeneration of their axons.
29,59 Although most control retina were sparsely populated with RGC by 12 months, we did notice that some DBA/2J mice displayed a wedge/patchy pattern of RGC death beginning at the optic nerve head and projecting/widening toward the periphery, as has been described previously.
51 Given the substantial RGC death, this is unlikely to affect the sampling technique used in this study, however, taking an earlier time point may produce much more variably dense retina and may require whole retinal counts for reliability. The regions of RGC death show expression profiles distinct from the nearby unaffected regions.
33 This fan-shaped loss of RGC has been suggested to be explained by a local injury to axonal bundles as they pass through the lamina cribrosa.
34 By using well-established grading scales to assess optic nerve damage in DBA/2J mice,
24 we demonstrated that mice receiving BMSC-derived sEV performed better on the grading scale, with less nerves being classified as severe and more classified as mild or moderate. Thus, although BMSC-derived sEV are neuroprotective for RGC, they also provide a protective effect on their axons, possibly because the delivery of multiple miRNA via sEV has the potential to interact with multiple neuroprotective pathways that spare the soma and the axon.
In conclusion, the present proof-of-principle study demonstrates efficacy of BMSC sEV during the course of a 1-year period in an animal model of glaucoma. Although all previous studies have been performed using rats and acute models of ocular hypertension, the present study was carried out in mice and during a time period more analogous to the human condition, a necessary step toward clinical testing. Future studies will be directed at further discovering the mechanism of BMSC sEV action in the eye, determining the feasibility of more tolerable administration modalities, and ensuring the safety of sEV treatment into the eye of patients.
The authors thank Erin Cullather for her assistance in the optic nerve grading and Richard Libby, PhD, for his advice and guidance in the planning phase of this project.
Supported by the Intramural Research Programs of the National Eye Institute. This project has received funding from the European Union's Horizon 2020 research and innovation program under the Marie Skłodowska-Curie Grant 749346.
Disclosure: B. Mead, None; Z. Ahmed, None; S. Tomarev, None